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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
451
Travel + Leisure Co
TNL
$4.5B
$895K 0.03%
33,232
+7,077
+27% +$194K
AIF
452
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$895K 0.03%
53,581
+29,531
+123% +$508K
SPXC icon
453
SPX Corp
SPXC
$10.7B
$894K 0.03%
41,934
-1,402
-3% -$27.2K
OEF icon
454
iShares S&P 100 ETF
OEF
$20.5B
$893K 0.03%
11,935
-7,661
-39% -$576K
APC
455
DELISTED
Anadarko Petroleum
APC
$892K 0.03%
9,617
+813
+9% +$74K
ICF icon
456
iShares Select U.S. REIT ETF
ICF
$2.08B
$890K 0.03%
23,150
-4,562
-16% -$181K
ADP icon
457
Automatic Data Processing
ADP
$108B
$888K 0.03%
13,882
-1,227
-8% -$78K
FRC
458
DELISTED
First Republic Bank
FRC
$884K 0.03%
18,941
+4,328
+30% +$190K
PAGG
459
DELISTED
Invesco Global Agriculture ETF
PAGG
$884K 0.03%
32,389
-1,432
-4% -$40.9K
PFLT icon
460
PennantPark Floating Rate Capital
PFLT
$726M
$881K 0.03%
63,947
+5,404
+9% +$74.4K
WDR
461
DELISTED
Waddell & Reed Financial, Inc.
WDR
$881K 0.03%
17,107
+941
+6% +$46.8K
MUB icon
462
iShares National Muni Bond ETF
MUB
$45.8B
$880K 0.03%
8,425
-5,730
-40% -$592K
PBA icon
463
Pembina Pipeline
PBA
$27.9B
$876K 0.03%
26,450
-238
-0.9% -$7.48K
RCI icon
464
Rogers Communications
RCI
$18.7B
$876K 0.03%
20,333
+5,631
+38% +$229K
PRA
465
DELISTED
ProAssurance
PRA
$870K 0.03%
18,832
+1,803
+11% +$90.3K
PRF icon
466
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$868K 0.03%
57,505
+53,260
+1,255% +$804K
SEIC icon
467
SEI Investments
SEIC
$12.6B
$867K 0.03%
28,040
+1,177
+4% +$36.3K
SUNS
468
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$866K 0.03%
47,900
– –
NRF
469
DELISTED
NorthStar Realty Finance Corp.
NRF
$865K 0.03%
47,425
-474
-1% -$8.64K
SYY icon
470
Sysco
SYY
$40.3B
$864K 0.03%
27,063
+870
+3% +$29.2K
RPV icon
471
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$863K 0.03%
19,706
+12,281
+165% +$532K
PVH icon
472
PVH
PVH
$4.01B
$853K 0.03%
7,187
+193
+3% +$24.8K
GNTX icon
473
Gentex
GNTX
$5.02B
$845K 0.03%
66,000
+42,018
+175% +$498K
IEX icon
474
IDEX
IEX
$17.2B
$843K 0.03%
12,904
+677
+6% +$40.9K
ALV icon
475
Autoliv
ALV
$8.92B
$833K 0.03%
13,201
-127
-1% -$7.6K
17 18
19
20 21

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.