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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUBA
4701
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
$1K ﹤0.01%
+64
New +$908
CHUBK
4702
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$1K ﹤0.01%
+136
New +$1.92K
AVXS
4703
DELISTED
AveXis, Inc. Common Stock
AVXS
$1K ﹤0.01%
25
– –
JRJR
4704
DELISTED
JRjr33, Inc.
JRJR
$1K ﹤0.01%
1,078
– –
BONT
4705
DELISTED
Bon-Ton Stores Inc/The
BONT
$1K ﹤0.01%
600
– –
ATW
4706
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
100
-4,800
-98% -$45.5K
PTHN
4707
DELISTED
Patheon N.V.
PTHN
$1K ﹤0.01%
+22
New +$603
NVDQ
4708
DELISTED
Novadaq Technologies Inc.
NVDQ
$1K ﹤0.01%
+100
New +$1.09K
ENOC
4709
DELISTED
EnerNOC, Inc.
ENOC
$1K ﹤0.01%
135
-1,460
-92% -$8.87K
MDSY
4710
DELISTED
ModSys International Ltd. Ordinary Shares
MDSY
$1K ﹤0.01%
460
– –
SCNB
4711
DELISTED
Suffolk Bancorp
SCNB
$1K ﹤0.01%
20
– –
GK
4712
DELISTED
G&K Services Inc
GK
$1K ﹤0.01%
15
-283
-95% -$25K
IMN
4713
DELISTED
Imation
IMN
$1K ﹤0.01%
861
-915
-52% -$887
APOL
4714
DELISTED
Apollo Education Group Inc Class A
APOL
$1K ﹤0.01%
85
-57
-40% -$496
EOCA
4715
DELISTED
Endesa Americas S.A.
EOCA
$1K ﹤0.01%
53
– –
AEGR
4716
DELISTED
Aegerion Pharmaceuticals
AEGR
$1K ﹤0.01%
300
-11
-4% -$19
QLTI
4717
DELISTED
QLT Inc
QLTI
$1K ﹤0.01%
580
– –
RAX
4718
DELISTED
Rackspace Hosting Inc
RAX
$1K ﹤0.01%
20
– –
IO
4719
DELISTED
ION Geophysical Corporation
IO
$1K ﹤0.01%
261
– –
WGA
4720
DELISTED
AG&E Holdings Inc
WGA
$1K ﹤0.01%
1,789
– –
KHI
4721
DELISTED
Deutsche High Income Trust
KHI
$1K ﹤0.01%
96
– –
TVIX
4722
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– –
BSCN
4723
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$1K ﹤0.01%
43
-162
-79% -$3.46K
NTP
4724
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
70
– –
DJCI
4725
DELISTED
ETRACS Linked to the Bloomberg Commodity Index Total Return due October 31, 2039
DJCI
$1K ﹤0.01%
60
– –
187 188
189
190 191

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.