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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRNS icon
4676
Transcat
TRNS
$888M
$5K ﹤0.01%
+181
New +$4.27K
TTGT icon
4677
TechTarget
TTGT
$277M
$5K ﹤0.01%
201
-519
-72% -$11.9K
TUSK icon
4678
Mammoth Energy Services
TUSK
$154M
$5K ﹤0.01%
2,123
-272
-11% -$1.29K
TWIN icon
4679
Twin Disc
TWIN
$349M
$5K ﹤0.01%
467
+3
+0.6% +$36
UAN icon
4680
CVR Partners
UAN
$1.26B
$5K ﹤0.01%
126
– –
UEC icon
4681
Uranium Energy
UEC
$5.54B
$5K ﹤0.01%
5,400
+1,000
+23% +$1.01K
UFO icon
4682
Procure Space ETF
UFO
$634M
$5K ﹤0.01%
+200
New +$5.16K
USVM icon
4683
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.8B
$5K ﹤0.01%
+100
New +$5.05K
VBND icon
4684
Vident US Bond Strategy ETF
VBND
$527M
$5K ﹤0.01%
96
– –
WTTR icon
4685
Select Water Solutions
WTTR
$2.63B
$5K ﹤0.01%
595
-618
-51% -$5.67K
XITK icon
4686
State Street SPDR FactSet Innovative Technology ETF
XITK
$73.1M
$5K ﹤0.01%
+47
New +$4.96K
ESHY
4687
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
$5K ﹤0.01%
+232
New +$5.1K
PRTK
4688
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$5K ﹤0.01%
1,250
-100
-7% -$400
QUOT
4689
DELISTED
Quotient Technology Inc
QUOT
$5K ﹤0.01%
696
– –
CVET
4690
DELISTED
Covetrus, Inc. Common Stock
CVET
$5K ﹤0.01%
529
-482
-48% -$8.92K
RTLR
4691
DELISTED
Rattler Midstream LP Common Units
RTLR
$5K ﹤0.01%
257
+56
+28% +$1.04K
PSB
4692
DELISTED
PS Business Parks, Inc.
PSB
$5K ﹤0.01%
25
+2
+9% +$353
VNE
4693
DELISTED
Veoneer, Inc.
VNE
$5K ﹤0.01%
361
+10
+3% +$162
ICBK
4694
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$5K ﹤0.01%
270
– –
XONE
4695
DELISTED
The ExOne Company
XONE
$5K ﹤0.01%
504
+300
+147% +$2.45K
BPFH
4696
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$5K ﹤0.01%
420
+238
+131% +$2.68K
BAF
4697
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$5K ﹤0.01%
365
+4
+1% +$57
TLEH
4698
DELISTED
FlexShares Currency Hedged Morningstar EM Factor Tilt Index Fund
TLEH
$5K ﹤0.01%
177
-91
-34% -$2.48K
BSTC
4699
DELISTED
BioSpecifics Technologies Corp.
BSTC
$5K ﹤0.01%
84
+5
+6% +$291
AMAG
4700
DELISTED
AMAG Pharmaceuticals
AMAG
$5K ﹤0.01%
396
– –
186 187
188
189 190

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.