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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRAK
4626
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$4K ﹤0.01%
27
– –
RVLT
4627
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$4K ﹤0.01%
1,100
– –
MOBL
4628
DELISTED
MobileIron, Inc.
MOBL
$4K ﹤0.01%
1,000
– –
YELL
4629
DELISTED
Yellow Corporation Common Stock
YELL
$4K ﹤0.01%
271
-23,330
-99% -$307K
CEMI
4630
DELISTED
Chembio diagnostics, Inc.
CEMI
$4K ﹤0.01%
481
– –
REV
4631
DELISTED
Revlon, Inc.
REV
$4K ﹤0.01%
200
– –
UGLD
4632
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$4K ﹤0.01%
33
– –
SCIN
4633
DELISTED
Columbia India Small Cap ETF
SCIN
$4K ﹤0.01%
150
– –
AGF
4634
DELISTED
DB Agriculture Long ETN due April 1, 2038
AGF
$4K ﹤0.01%
392
– –
VLP
4635
DELISTED
Valero Energy Partners LP
VLP
$4K ﹤0.01%
100
– –
PGEM
4636
DELISTED
Ply Gem Holdings, Inc.
PGEM
$4K ﹤0.01%
219
+39
+22% +$677
EWRS
4637
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$4K ﹤0.01%
75
– –
HK
4638
DELISTED
Halcon Resources Corporation
HK
$4K ﹤0.01%
577
-17
-3% -$117
ABEO icon
4639
Abeona Therapeutics
ABEO
$430M
$3K ﹤0.01%
+8
New +$3.31K
ABG icon
4640
Asbury Automotive
ABG
$3.78B
$3K ﹤0.01%
43
– –
AROC icon
4641
Archrock
AROC
$5.87B
$3K ﹤0.01%
248
+200
+417% +$2.17K
ATRC icon
4642
AtriCure
ATRC
$2.13B
$3K ﹤0.01%
160
-228
-59% -$4.51K
AUPH icon
4643
Aurinia Pharmaceuticals
AUPH
$2.06B
$3K ﹤0.01%
700
– –
BANF icon
4644
BancFirst
BANF
$3.77B
$3K ﹤0.01%
62
– –
CGEN icon
4645
Compugen
CGEN
$225M
$3K ﹤0.01%
1,238
– –
CNNE icon
4646
Cannae Holdings
CNNE
$662M
$3K ﹤0.01%
+192
New +$3.31K
DDLS icon
4647
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$429M
$3K ﹤0.01%
100
– –
DGICA icon
4648
Donegal Group Class A
DGICA
$690M
$3K ﹤0.01%
180
+2
+1% +$34
DHT icon
4649
DHT Holdings
DHT
$2.88B
$3K ﹤0.01%
870
+4
+0.5% +$15
DIVI icon
4650
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.77B
$3K ﹤0.01%
136
– –
184 185
186
187 188

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.