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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBL
4601
DELISTED
SPDR S&P Russia ETF
RBL
$2K ﹤0.01%
113
– –
AKBA icon
4602
Akebia Therapeutics
AKBA
$241M
$1K ﹤0.01%
59
– –
AKO.B icon
4603
Embotelladora Andina Series B
AKO.B
$4.97B
$1K ﹤0.01%
37
– –
ALNT icon
4604
Allient
ALNT
$1.92B
$1K ﹤0.01%
105
-303
-74% -$4.22K
APEI icon
4605
American Public Education
APEI
$833M
$1K ﹤0.01%
21
-160
-88% -$3.58K
ATRA icon
4606
Atara Biotherapeutics
ATRA
$80M
$1K ﹤0.01%
2
+1
+100% +$423
BATRA icon
4607
Atlanta Braves Holdings Series A
BATRA
$3.51B
$1K ﹤0.01%
33
+15
+83% +$282
BATRK icon
4608
Atlanta Braves Holdings Series B
BATRK
$3.29B
$1K ﹤0.01%
81
+31
+62% +$578
CASI
4609
DELISTED
CASI Pharmaceuticals
CASI
$1K ﹤0.01%
105
– –
CENX icon
4610
Century Aluminum
CENX
$5.2B
$1K ﹤0.01%
150
– –
CETX icon
4611
Cemtrex
CETX
$5.25M
– –
0
– –
CHAU icon
4612
Direxion Daily CSI 300 China A Share Bull 2X ETF
CHAU
$95.1M
$1K ﹤0.01%
75
– –
CIVI
4613
DELISTED
Civitas Resources
CIVI
$1K ﹤0.01%
4
– –
CMRE icon
4614
Costamare
CMRE
$1.69B
$1K ﹤0.01%
173
-1,057
-86% -$7.01K
CNCR
4615
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$1K ﹤0.01%
60
-1,000
-94% -$23K
CNXN icon
4616
PC Connection
CNXN
$2.03B
$1K ﹤0.01%
+43
New +$1.14K
CRNT icon
4617
Ceragon Networks
CRNT
$199M
$1K ﹤0.01%
400
– –
CROX icon
4618
Crocs
CROX
$6.38B
$1K ﹤0.01%
200
– –
CVLT icon
4619
Commault Systems
CVLT
$5.8B
$1K ﹤0.01%
14
-421
-97% -$22.6K
CVM icon
4620
CEL-SCI Corp
CVM
$26.2M
$1K ﹤0.01%
22
– –
CWEN.A
4621
DELISTED
Clearway Energy Class A
CWEN.A
$1K ﹤0.01%
+73
New +$1.1K
DHX icon
4622
DHI Group
DHX
$164M
$1K ﹤0.01%
155
-176
-53% -$1.13K
DIT icon
4623
AMCON Distributing
DIT
$1K ﹤0.01%
+14
New +$895
DK icon
4624
Delek US
DK
$3.92B
$1K ﹤0.01%
49
+26
+113% +$510
DRD
4625
DRDGold
DRD
$2.06B
$1K ﹤0.01%
100
-650
-87% -$3.04K
183 184
185
186 187

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.