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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LE icon
4601
Lands' End
LE
$402M
$1K ﹤0.01%
63
-2
-3% -$33
LILA icon
4602
Liberty Latin America Class A
LILA
$1.68B
$1K ﹤0.01%
77
+29
+60% +$572
LNTH icon
4603
Lantheus
LNTH
$6.57B
$1K ﹤0.01%
+114
New +$755
LSTA icon
4604
Lisata Therapeutics
LSTA
$10.9M
$1K ﹤0.01%
19
+9
+90% +$725
LYTS icon
4605
LSI Industries
LYTS
$907M
$1K ﹤0.01%
50
– –
MDGL icon
4606
Madrigal Pharmaceuticals
MDGL
$12.4B
$1K ﹤0.01%
80
-1
-1% -$10
MESO
4607
Mesoblast
MESO
$2.19B
$1K ﹤0.01%
+115
New +$1.07K
MLP icon
4608
Maui Land & Pineapple Co
MLP
$319M
$1K ﹤0.01%
200
– –
MOV icon
4609
Movado Group
MOV
$822M
$1K ﹤0.01%
69
-16
-19% -$358
NAK
4610
Northern Dynasty Minerals
NAK
$953M
$1K ﹤0.01%
1,000
– –
NEWT icon
4611
NewtekOne
NEWT
$368M
$1K ﹤0.01%
100
-13
-12% -$174
NTRA icon
4612
Natera
NTRA
$45.1B
$1K ﹤0.01%
+127
New +$1.43K
NVMI
4613
Nova
NVMI
$12.6B
$1K ﹤0.01%
100
– –
OPTT icon
4614
Ocean Power Technologies
OPTT
$55.1M
$1K ﹤0.01%
4
-3
-43% -$457
PAM icon
4615
Pampa Energía
PAM
$4.28B
$1K ﹤0.01%
26
-73
-74% -$2.04K
PARR icon
4616
Par Pacific Holdings
PARR
$3.78B
$1K ﹤0.01%
85
-45
-35% -$628
PGZ
4617
Principal Real Estate Income Fund
PGZ
$68.5M
$1K ﹤0.01%
40
– –
PINC
4618
DELISTED
Premier
PINC
$1K ﹤0.01%
28
– –
PLG
4619
Platinum Group Metals
PLG
$194M
$1K ﹤0.01%
33
– –
RCG
4620
RENN Fund
RCG
$20.3M
$1K ﹤0.01%
500
– –
RM icon
4621
Regional Management Corp
RM
$292M
$1K ﹤0.01%
+37
New +$720
RRGB icon
4622
Red Robin
RRGB
$145M
$1K ﹤0.01%
21
-28
-57% -$1.36K
SAGE
4623
DELISTED
Sage Therapeutics
SAGE
$1K ﹤0.01%
11
-5
-31% -$204
SB icon
4624
Safe Bulkers
SB
$746M
$1K ﹤0.01%
1,000
– –
SBCF icon
4625
Seacoast Banking Corp of Florida
SBCF
$3.42B
$1K ﹤0.01%
40
– –
183 184
185
186 187

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.