LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,703
New
Increased
Reduced
Closed

Top Buys

1
+$116M
2
+$77M
3
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

1
+$94.6M
2
+$60.4M
3
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHAS
4476
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$8K ﹤0.01%
+2,000
DSPG
4477
DELISTED
DSP Group Inc
DSPG
$8K ﹤0.01%
600
QEP
4478
DELISTED
QEP RESOURCES, INC.
QEP
$8K ﹤0.01%
2,286
-1,738
NE
4479
DELISTED
Noble Corporation
NE
$8K ﹤0.01%
6,993
-2,615
ADRD
4480
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$8K ﹤0.01%
390
-75
AVP
4481
DELISTED
Avon Products, Inc.
AVP
$8K ﹤0.01%
1,908
-233
CART
4482
DELISTED
Carolina Trust BancShares
CART
$8K ﹤0.01%
732
-300
HAO
4483
DELISTED
Invesco China Small Cap ETF
HAO
$8K ﹤0.01%
357
KEG
4484
DELISTED
Key Energy Services, Inc. Common Stock
KEG
$8K ﹤0.01%
5,316
+800
EE
4485
DELISTED
El Paso Electric Company
EE
$8K ﹤0.01%
117
-150
BRFS
4486
DELISTED
BRF SA
BRFS
$8K ﹤0.01%
875
CARZ icon
4487
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$8K ﹤0.01%
260
-1,350
CECO icon
4488
Ceco Environmental
CECO
$2.1B
$8K ﹤0.01%
1,127
CENX icon
4489
Century Aluminum
CENX
$5.59B
$8K ﹤0.01%
1,243
-248
CMCO icon
4490
Columbus McKinnon
CMCO
$414M
$8K ﹤0.01%
204
CSTE icon
4491
Caesarstone
CSTE
$22.6M
$8K ﹤0.01%
519
EVI icon
4492
EVI Industries
EVI
$264M
$8K ﹤0.01%
+245
IIF
4493
Morgan Stanley India Investment Fund
IIF
$206M
$8K ﹤0.01%
425
-50
SSTI icon
4494
SoundThinking
SSTI
$86.2M
$8K ﹤0.01%
325
-100
MCHB
4495
Mechanics Bancorp
MCHB
$3.17B
$8K ﹤0.01%
+300
RVI
4496
DELISTED
Retail Value Inc. Common Shares
RVI
$7K ﹤0.01%
2,048
-2,103
OMP
4497
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$7K ﹤0.01%
400
-25,430
KIN
4498
DELISTED
Kindred Biosciences, Inc.
KIN
$7K ﹤0.01%
1,000
HSKA
4499
DELISTED
Heska Corp
HSKA
$7K ﹤0.01%
96
+14
CBB
4500
DELISTED
Cincinnati Bell Inc.
CBB
$7K ﹤0.01%
1,367
-53
178 179
180
181 182