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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
426
Xcel Energy
XEL
$48.8B
$3.95M 0.04%
82,089
+4,434
+6% +$220K
PCEF icon
427
Invesco CEF Income Composite ETF
PCEF
$813M
$3.95M 0.04%
165,226
+1,800
+1% +$42.9K
EMLP icon
428
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$3.94M 0.04%
160,394
+51,854
+48% +$1.28M
IYG icon
429
iShares US Financial Services ETF
IYG
$2.2B
$3.93M 0.04%
90,396
+29,742
+49% +$1.24M
CFFI icon
430
C&F Financial
CFFI
$286M
$3.92M 0.04%
67,497
+403
+0.6% +$23.8K
KKR icon
431
KKR & Co
KKR
$92.3B
$3.9M 0.04%
185,156
+52,872
+40% +$1.06M
ALGN icon
432
Align Technology
ALGN
$12.3B
$3.88M 0.04%
17,454
+2,456
+16% +$558K
FCX icon
433
Freeport-McMoran
FCX
$97.5B
$3.86M 0.04%
203,681
+44,146
+28% +$666K
MLPA icon
434
Global X MLP ETF
MLPA
$2.28B
$3.86M 0.04%
65,263
+10,489
+19% +$613K
AGN.PRA
435
DELISTED
Allergan plc
AGN.PRA
$3.86M 0.04%
6,583
-683
-9% -$441K
EZM icon
436
WisdomTree US MidCap Fund
EZM
$956M
$3.84M 0.04%
96,680
+611
+0.6% +$23.5K
GVI icon
437
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$3.83M 0.04%
34,896
+469
+1% +$51.7K
JPS
438
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$3.8M 0.04%
372,310
-8,314
-2% -$85.7K
SPDW icon
439
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$3.79M 0.04%
119,653
+70,849
+145% +$2.21M
VNQI icon
440
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$3.79M 0.04%
62,677
+29,498
+89% +$1.77M
TUZ
441
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
$3.76M 0.04%
74,704
-8,528
-10% -$430K
ACWV icon
442
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$3.74M 0.04%
44,419
-9,070
-17% -$755K
FISV
443
Fiserv Inc
FISV
$27.9B
$3.74M 0.04%
57,064
-7,436
-12% -$480K
NUE icon
444
Nucor
NUE
$62.1B
$3.74M 0.04%
58,752
+12,844
+28% +$751K
BKNG icon
445
Booking.com
BKNG
$161B
$3.73M 0.04%
53,600
+4,875
+10% +$353K
MGV icon
446
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$3.72M 0.04%
48,642
+28,659
+143% +$2.13M
PHYS icon
447
Sprott Physical Gold
PHYS
$15.7B
$3.71M 0.04%
350,365
-8,976
-2% -$93.3K
IYH icon
448
iShares US Healthcare ETF
IYH
$3.71B
$3.71M 0.04%
106,360
-60,040
-36% -$2.08M
IYR icon
449
iShares US Real Estate ETF
IYR
$4.57B
$3.68M 0.04%
45,466
-57,969
-56% -$4.71M
HYD icon
450
VanEck High Yield Muni ETF
HYD
$4.4B
$3.67M 0.04%
58,732
-13,294
-18% -$830K
16 17
18
19 20

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.