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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOC icon
426
Healthpeak Properties
DOC
$14.6B
$1.06M 0.03%
32,018
-7,423
-19% -$265K
EBAY icon
427
eBay
EBAY
$47.9B
$1.05M 0.03%
45,843
+13,026
+40% +$288K
RS icon
428
Reliance Steel & Aluminium
RS
$21.7B
$1.04M 0.03%
13,768
+621
+5% +$45.9K
TNA icon
429
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.46B
$1.04M 0.03%
26,876
-9,404
-26% -$324K
VSS icon
430
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$1.03M 0.03%
10,039
+7,748
+338% +$786K
CRI icon
431
Carter's
CRI
$1.5B
$1.03M 0.03%
14,377
+261
+2% +$18.6K
SPIB icon
432
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.03M 0.03%
30,677
-168
-0.5% -$5.68K
TNL icon
433
Travel + Leisure Co
TNL
$4.54B
$1.03M 0.03%
31,750
-1,482
-4% -$45.4K
KYE
434
DELISTED
Kayne Anderson Energy
KYE
$1.03M 0.03%
37,532
-602
-2% -$16.7K
FRC
435
DELISTED
First Republic Bank
FRC
$1.02M 0.03%
19,552
+611
+3% +$30.6K
IJT icon
436
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$1.02M 0.03%
17,178
+3,292
+24% +$187K
JPS
437
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.02M 0.03%
124,933
-1,497
-1% -$12.1K
RPV icon
438
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$1.02M 0.03%
20,410
+704
+4% +$33.2K
SEIC icon
439
SEI Investments
SEIC
$12.7B
$1.01M 0.03%
29,180
+1,140
+4% +$37.9K
IBND icon
440
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
$1.01M 0.03%
27,590
-448
-2% -$16.3K
NUAN
441
DELISTED
Nuance Communications, Inc.
NUAN
$1.01M 0.03%
76,727
+3,311
+5% +$45.5K
RWX icon
442
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$1M 0.03%
24,289
-6,722
-22% -$283K
LO
443
DELISTED
LORILLARD INC COM STK
LO
$1M 0.03%
19,797
+3,103
+19% +$155K
STAB
444
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$999K 0.03%
37,602
– –
MIDU icon
445
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.3M
$994K 0.03%
62,155
-17,380
-22% -$257K
RWR icon
446
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$994K 0.03%
13,948
+11,242
+415% +$826K
IEX icon
447
IDEX
IEX
$17.3B
$990K 0.03%
13,402
+498
+4% +$34.6K
GWX icon
448
State Street SPDR S&P International Small Cap ETF
GWX
$916M
$987K 0.03%
29,415
+12,557
+74% +$415K
GL icon
449
Globe Life
GL
$14.5B
$981K 0.03%
18,833
-96
-0.5% -$4.79K
AIF
450
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$980K 0.03%
54,431
+850
+2% +$14.7K
16 17
18
19 20

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.