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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EJ
4426
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$2K ﹤0.01%
279
-154
-36% -$954
MFLX
4427
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
$2K ﹤0.01%
+100
New +$2.09K
AZUR
4428
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$2K ﹤0.01%
674
+27
+4% +$151
SSE
4429
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$2K ﹤0.01%
2,712
+38
+1% +$47
MTSN
4430
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$2K ﹤0.01%
700
– –
RSXJ
4431
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$2K ﹤0.01%
100
– –
NBBC
4432
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$2K ﹤0.01%
166
– –
REE
4433
DELISTED
RARE ELEMENT RES LTD
REE
$2K ﹤0.01%
12,050
-1,470
-11% -$324
IO
4434
DELISTED
ION Geophysical Corporation
IO
$2K ﹤0.01%
262
– –
VRNG
4435
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$2K ﹤0.01%
1,200
– –
SWSH
4436
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
$2K ﹤0.01%
1,630
-750
-32% -$787
MNP
4437
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
135
+2
+2% +$31
IIP
4438
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$2K ﹤0.01%
305
– –
GSH
4439
DELISTED
Guangshen Railway Co. Ltd
GSH
$2K ﹤0.01%
101
– –
UGLD
4440
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$2K ﹤0.01%
33
– –
AUO
4441
DELISTED
AU Optronics Corp
AUO
$2K ﹤0.01%
650
– –
TI
4442
DELISTED
Telecom Italia
TI
$2K ﹤0.01%
163
– –
PGLC
4443
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$2K ﹤0.01%
494
– –
EIV
4444
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$2K ﹤0.01%
127
-4,674
-97% -$59.3K
REXX
4445
DELISTED
Rex Energy Corporation
REXX
$2K ﹤0.01%
+232
New +$4.39K
OKSB
4446
DELISTED
Southwest Bancorp Inc/OK
OKSB
$2K ﹤0.01%
98
-348
-78% -$6.14K
SAJA
4447
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
500
– –
DBU
4448
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$2K ﹤0.01%
100
– –
EEML
4449
DELISTED
ISHARES MSCI EMERGING MARKETS LATIN AMERICA ETF
EEML
$2K ﹤0.01%
79
+29
+58% +$766
ALFA
4450
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$2K ﹤0.01%
59
– –
176 177
178
179 180

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.