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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUBG icon
4401
HUB Group
HUBG
$2.32B
$3K ﹤0.01%
+118
New +$2.44K
IBOC icon
4402
International Bancshares
IBOC
$4.48B
$3K ﹤0.01%
99
– –
III icon
4403
Information Services Group
III
$250M
$3K ﹤0.01%
894
– –
IX icon
4404
ORIX
IX
$43.1B
$3K ﹤0.01%
165
-15
-8% -$230
LFCR icon
4405
Lifecore Biomedical
LFCR
$183M
$3K ﹤0.01%
+200
New +$2.77K
LNTH icon
4406
Lantheus
LNTH
$6.57B
$3K ﹤0.01%
347
+233
+204% +$2.08K
LSAK icon
4407
Lesaka Technologies
LSAK
$414M
$3K ﹤0.01%
263
– –
MTR
4408
Mesa Royalty Trust
MTR
$5.29M
$3K ﹤0.01%
300
– –
MVO
4409
DELISTED
MV Oil Trust
MVO
$3K ﹤0.01%
369
+7
+2% +$41
NBHC icon
4410
National Bank Holdings
NBHC
$1.92B
$3K ﹤0.01%
98
– –
NRT
4411
North European Oil Royalty Trust
NRT
$83.8M
$3K ﹤0.01%
504
– –
NVEC icon
4412
NVE Corp
NVEC
$565M
$3K ﹤0.01%
47
– –
NVEE
4413
DELISTED
NV5 Global
NVEE
$3K ﹤0.01%
400
-408
-50% -$3.35K
OMER icon
4414
Omeros
OMER
$984M
$3K ﹤0.01%
305
– –
OMF icon
4415
OneMain Financial
OMF
$7.32B
$3K ﹤0.01%
119
-86
-42% -$2.11K
PACB icon
4416
Pacific Biosciences
PACB
$354M
$3K ﹤0.01%
700
– –
PHDG icon
4417
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.4M
$3K ﹤0.01%
119
-483
-80% -$11.5K
PROV icon
4418
Provident Financial
PROV
$112M
$3K ﹤0.01%
+136
New +$2.68K
PTCT icon
4419
PTC Therapeutics
PTCT
$6.15B
$3K ﹤0.01%
244
-33
-12% -$346
HIND
4420
Vyome Holdings
HIND
$15.8M
– –
0
– –
SPPP
4421
Sprott Physical Platinum and Palladium Trust
SPPP
$617M
$3K ﹤0.01%
+500
New +$3.52K
SPXS icon
4422
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$336M
$3K ﹤0.01%
+1
New +$5.93K
STN icon
4423
Stantec
STN
$8.5B
$3K ﹤0.01%
101
+1
+1% +$25
TAC icon
4424
TransAlta
TAC
$3.95B
$3K ﹤0.01%
530
– –
TRC icon
4425
Tejon Ranch
TRC
$447M
$3K ﹤0.01%
+109
New +$2.65K
175 176
177
178 179

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.