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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNEX icon
4376
StoneX
SNEX
$7.81B
$4K ﹤0.01%
+506
New +$3.75K
SPNS
4377
DELISTED
Sapiens International
SPNS
$4K ﹤0.01%
300
– –
SPPP
4378
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$4K ﹤0.01%
500
– –
SRI icon
4379
Stoneridge
SRI
$203M
$4K ﹤0.01%
200
– –
SXC icon
4380
SunCoke Energy
SXC
$799M
$4K ﹤0.01%
404
+304
+304% +$2.98K
TMV icon
4381
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$195M
$4K ﹤0.01%
80
– –
TRUE
4382
DELISTED
TrueCar
TRUE
$4K ﹤0.01%
+235
New +$3.26K
TRX icon
4383
TRX Gold Corp
TRX
$347M
$4K ﹤0.01%
10,225
– –
URG
4384
Ur-Energy
URG
$564M
$4K ﹤0.01%
7,000
– –
VNOM icon
4385
Viper Energy
VNOM
$15.3B
$4K ﹤0.01%
+200
New +$3.45K
WTI icon
4386
W&T Offshore
WTI
$577M
$4K ﹤0.01%
1,300
– –
XWEL icon
4387
XWELL
XWEL
$8.06M
$4K ﹤0.01%
1
– –
TBRG
4388
DELISTED
TruBridge
TBRG
$4K ﹤0.01%
142
– –
SUNE
4389
SUNation Energy
SUNE
$10.9M
– –
0
– –
ENFY
4390
DELISTED
Enlightify Inc
ENFY
$4K ﹤0.01%
271
– –
NPKI
4391
NPK International
NPKI
$1.15B
$4K ﹤0.01%
490
– –
TBNK
4392
DELISTED
Territorial Bancorp Inc.
TBNK
$4K ﹤0.01%
143
-2
-1% -$65
HAYN
4393
DELISTED
Haynes International, Inc.
HAYN
$4K ﹤0.01%
100
– –
MMAT
4394
DELISTED
Meta Materials Inc. Common Stock
MMAT
$4K ﹤0.01%
13
+7
+117% +$2.06K
NWLI
4395
DELISTED
National Western Life Group, Inc. Class A
NWLI
$4K ﹤0.01%
14
+4
+40% +$1.24K
BIOL
4396
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
OPGN
4397
DELISTED
OpGen, Inc
OPGN
– –
0
– –
HT
4398
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$4K ﹤0.01%
223
-41
-16% -$822
WTT
4399
DELISTED
Wireless Telecom Group, Inc.
WTT
$4K ﹤0.01%
2,800
– –
DBS
4400
DELISTED
Invesco DB Silver Fund
DBS
$4K ﹤0.01%
140
– –
174 175
176
177 178

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.