We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
4376
Cathay General Bancorp
CATY
$4.25B
$1K ﹤0.01%
47
+24
+104% +$749
CCOI icon
4377
Cogent Communications
CCOI
$554M
$1K ﹤0.01%
55
+22
+67% +$649
CCU icon
4378
Compañía de Cervecerías Unidas
CCU
$2.22B
$1K ﹤0.01%
37
-125
-77% -$2.75K
CHAU icon
4379
Direxion Daily CSI 300 China A Share Bull 2X ETF
CHAU
$95.1M
$1K ﹤0.01%
+75
New +$1.84K
CHE icon
4380
Chemed
CHE
$7.02B
$1K ﹤0.01%
8
-84
-91% -$11.8K
CHEF icon
4381
Chefs' Warehouse
CHEF
$4.46B
$1K ﹤0.01%
+88
New +$1.5K
CMPR icon
4382
Cimpress
CMPR
$2.32B
$1K ﹤0.01%
18
-129
-88% -$9.6K
CMTL icon
4383
Comtech Telecommunications
CMTL
$51.8M
$1K ﹤0.01%
43
– –
CNS icon
4384
Cohen & Steers
CNS
$4.34B
$1K ﹤0.01%
+53
New +$1.63K
CRNT icon
4385
Ceragon Networks
CRNT
$199M
$1K ﹤0.01%
400
– –
CSTM icon
4386
Constellium
CSTM
$4.05B
$1K ﹤0.01%
108
-15
-12% -$125
HERZ
4387
Herzfeld Credit Income Fund
HERZ
$32.6M
$1K ﹤0.01%
27
– –
CUZ icon
4388
Cousins Properties
CUZ
$4.83B
$1K ﹤0.01%
44
– –
DWSN icon
4389
Dawson Geophysical
DWSN
$138M
$1K ﹤0.01%
327
– –
ELS icon
4390
Equity Lifestyle Properties
ELS
$12.4B
$1K ﹤0.01%
18
+2
+13% +$57
ENS icon
4391
EnerSys
ENS
$6.79B
$1K ﹤0.01%
24
– –
EWV icon
4392
ProShares Trust UltraShort MSCI Japan
EWV
$5.12M
$1K ﹤0.01%
3
– –
EXTR icon
4393
Extreme Networks
EXTR
$3.14B
$1K ﹤0.01%
300
– –
FAZ
4394
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
– –
0
– –
FC icon
4395
Franklin Covey
FC
$235M
$1K ﹤0.01%
70
– –
FET icon
4396
Forum Energy Technologies
FET
$934M
$1K ﹤0.01%
3
– –
FFIC
4397
DELISTED
Flushing Financial
FFIC
$1K ﹤0.01%
67
– –
FIVN icon
4398
FIVE9
FIVN
$2.44B
$1K ﹤0.01%
400
– –
FRPT icon
4399
Freshpet
FRPT
$3.45B
$1K ﹤0.01%
115
– –
GEOS icon
4400
Geospace Technologies
GEOS
$69.2M
$1K ﹤0.01%
41
-22
-35% -$366
174 175
176
177 178

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.