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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSH
4351
DELISTED
Guangshen Railway Co. Ltd
GSH
$2K ﹤0.01%
101
-40
-28% -$904
AUO
4352
DELISTED
AU Optronics Corp
AUO
$2K ﹤0.01%
650
-186
-22% -$631
TI
4353
DELISTED
Telecom Italia
TI
$2K ﹤0.01%
163
– –
PGLC
4354
DELISTED
Pershing Gold Corporation. Common Stock
PGLC
$2K ﹤0.01%
+494
New +$2.38K
ALDW
4355
DELISTED
Alon USA Partners LP
ALDW
$2K ﹤0.01%
+100
New +$2.36K
SAJA
4356
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
500
– –
GTAA
4357
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$2K ﹤0.01%
102
– –
DBU
4358
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$2K ﹤0.01%
100
– –
ALFA
4359
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$2K ﹤0.01%
59
-564
-91% -$24.8K
RBL
4360
DELISTED
SPDR S&P Russia ETF
RBL
$2K ﹤0.01%
113
– –
PACD
4361
DELISTED
Pacific Drilling S A
PACD
$2K ﹤0.01%
154
-5
-3% -$101
PFA
4362
DELISTED
POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT
PFA
$2K ﹤0.01%
80
-1,488
-95% -$37.2K
ABCB icon
4363
Ameris Bancorp
ABCB
$5.92B
$1K ﹤0.01%
+28
New +$760
ACHV icon
4364
Achieve Life Sciences
ACHV
$695M
– –
0
– –
AKO.B icon
4365
Embotelladora Andina Series B
AKO.B
$4.97B
$1K ﹤0.01%
37
+24
+185% +$460
AMC icon
4366
AMC Entertainment Holdings
AMC
$2.14B
$1K ﹤0.01%
4
-1
-20% -$293
ANGI icon
4367
Angi Inc
ANGI
$182M
$1K ﹤0.01%
21
-3
-13% -$153
ATRA icon
4368
Atara Biotherapeutics
ATRA
$80.6M
$1K ﹤0.01%
+1
New +$1.22K
AUDC icon
4369
AudioCodes
AUDC
$253M
$1K ﹤0.01%
400
– –
BFS
4370
Saul Centers
BFS
$853M
$1K ﹤0.01%
15
– –
BGFV
4371
DELISTED
Big 5 Sporting Goods
BGFV
$1K ﹤0.01%
100
– –
BGX
4372
Blackstone Long-Short Credit Income Fund
BGX
$138M
$1K ﹤0.01%
78
+20
+34% +$300
BBT
4373
Beacon Financial Corp
BBT
$2.66B
$1K ﹤0.01%
+27
New +$764
BOOM icon
4374
DMC Global
BOOM
$157M
$1K ﹤0.01%
142
– –
CASI
4375
DELISTED
CASI Pharmaceuticals
CASI
$1K ﹤0.01%
95
– –
173 174
175
176 177

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.