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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
4276
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$2K ﹤0.01%
111
-3,540
-97% -$83.2K
SQM icon
4277
Sociedad Química y Minera de Chile
SQM
$20.6B
$2K ﹤0.01%
190
-1,027
-84% -$14.8K
SRI icon
4278
Stoneridge
SRI
$193M
$2K ﹤0.01%
200
– –
TGS icon
4279
Transportadora de Gas del Sur
TGS
$4.22B
$2K ﹤0.01%
623
– –
THR
4280
DELISTED
Thermon Group Holdings
THR
$2K ﹤0.01%
102
-57
-36% -$1.32K
TKC icon
4281
Turkcell
TKC
$4.72B
$2K ﹤0.01%
279
– –
UDN icon
4282
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$2K ﹤0.01%
110
– –
UTSI icon
4283
UTStarcom
UTSI
$23.2M
$2K ﹤0.01%
177
– –
UUUU icon
4284
Energy Fuels
UUUU
$3.69B
$2K ﹤0.01%
658
– –
VECO icon
4285
Veeco
VECO
$3.07B
$2K ﹤0.01%
105
-38
-27% -$918
VKQ icon
4286
Invesco Municipal Trust
VKQ
$545M
$2K ﹤0.01%
143
– –
VOC icon
4287
VOC Energy
VOC
$53.2M
$2K ﹤0.01%
500
– –
WIX icon
4288
WIX.com
WIX
$2.79B
$2K ﹤0.01%
100
-2,350
-96% -$52.6K
WRLD icon
4289
World Acceptance Corp
WRLD
$873M
$2K ﹤0.01%
63
-90
-59% -$3.83K
WRN
4290
Western Copper and Gold
WRN
$553M
$2K ﹤0.01%
5,000
-5,000
-50% -$1.73K
XPRO icon
4291
Expro Ltd
XPRO
$2.05B
$2K ﹤0.01%
+21
New +$2.05K
BCOV
4292
DELISTED
Brightcove, Inc.
BCOV
$2K ﹤0.01%
500
-600
-55% -$3.4K
CTLT
4293
DELISTED
CATALENT, INC.
CTLT
$2K ﹤0.01%
81
+79
+3,950% +$2.4K
CHUY
4294
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$2K ﹤0.01%
60
-200
-77% -$5.94K
MMAT
4295
DELISTED
Meta Materials Inc. Common Stock
MMAT
$2K ﹤0.01%
6
– –
ENG
4296
DELISTED
ENGlobal Corp
ENG
$2K ﹤0.01%
188
-350
-65% -$3.18K
EIGR
4297
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$2K ﹤0.01%
5
– –
EXPR
4298
DELISTED
Express, Inc.
EXPR
$2K ﹤0.01%
4
+2
+100% +$752
HT
4299
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$2K ﹤0.01%
75
– –
QUOT
4300
DELISTED
Quotient Technology Inc
QUOT
$2K ﹤0.01%
259
– –
170 171
172
173 174

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.