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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LASR icon
4176
nLIGHT
LASR
$3.06B
$12K ﹤0.01%
+516
New +$16.1K
HAPN
4177
Happen Inc
HAPN
$2.25B
$12K ﹤0.01%
611
-750
-55% -$14.6K
LCTX icon
4178
Lineage Cell Therapeutics
LCTX
$268M
$12K ﹤0.01%
5,715
– –
LEAD
4179
DELISTED
Siren DIVCON Leaders Dividend ETF
LEAD
$12K ﹤0.01%
350
– –
MHN
4180
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$12K ﹤0.01%
1,000
– –
MXL icon
4181
MaxLinear
MXL
$6.95B
$12K ﹤0.01%
625
-6,509
-91% -$119K
NOMD icon
4182
Nomad Foods
NOMD
$1.59B
$12K ﹤0.01%
597
+552
+1,227% +$10.9K
NXE icon
4183
NexGen Energy
NXE
$6.97B
$12K ﹤0.01%
6,000
-4,500
-43% -$8.78K
PVI icon
4184
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$12K ﹤0.01%
+494
New +$12.3K
QWLD
4185
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$180M
$12K ﹤0.01%
+153
New +$11.8K
RDOG icon
4186
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$12K ﹤0.01%
286
-123
-30% -$5.43K
ROAM icon
4187
Hartford Multifactor Emerging Markets ETF
ROAM
$112M
$12K ﹤0.01%
520
-1,284
-71% -$29.5K
SCHL icon
4188
Scholastic
SCHL
$784M
$12K ﹤0.01%
259
-143
-36% -$6.14K
SITE icon
4189
SiteOne Landscape Supply
SITE
$4.22B
$12K ﹤0.01%
156
-84
-35% -$7.37K
SXC icon
4190
SunCoke Energy
SXC
$801M
$12K ﹤0.01%
1,041
+341
+49% +$4.05K
UTHR icon
4191
United Therapeutics
UTHR
$21.9B
$12K ﹤0.01%
95
-565
-86% -$69.9K
WTBA icon
4192
West Bancorporation
WTBA
$503M
$12K ﹤0.01%
500
– –
TPC
4193
Tutor Perini Cor
TPC
$5.05B
$12K ﹤0.01%
679
-387
-36% -$7.5K
CDMO
4194
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$12K ﹤0.01%
1,805
+607
+51% +$3.6K
BPTH
4195
DELISTED
Bio-Path Holdings Inc
BPTH
$12K ﹤0.01%
51
– –
OPNT
4196
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$12K ﹤0.01%
675
+220
+48% +$3.81K
SWCH
4197
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$12K ﹤0.01%
1,091
+522
+92% +$6.28K
TMBR
4198
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$12K ﹤0.01%
4
– –
MXDU
4199
DELISTED
Nationwide Maximum Diversification U.S. Core Equity ETF
MXDU
$12K ﹤0.01%
+402
New +$11.7K
FMBI
4200
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$12K ﹤0.01%
443
+2
+0.5% +$53
166 167
168
169 170

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.