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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTT
4176
DELISTED
Wireless Telecom Group, Inc.
WTT
$5K ﹤0.01%
2,800
+2,500
+833% +$3.83K
MBII
4177
DELISTED
Marrone Bio Innovations, Inc.
MBII
$5K ﹤0.01%
2,850
– –
HSTO
4178
DELISTED
Histogen Inc. Common Stock
HSTO
$5K ﹤0.01%
13
+10
+333% +$4.08K
CSOD
4179
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$5K ﹤0.01%
103
-22
-18% -$964
NYMTO
4180
DELISTED
New York Mortgage Trust, Inc. 7.875% Series C Cumulative Redeemable Preferred Stock
NYMTO
$5K ﹤0.01%
+200
New +$4.7K
HOME
4181
DELISTED
At Home Group Inc.
HOME
$5K ﹤0.01%
+322
New +$4.72K
BSJK
4182
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$5K ﹤0.01%
+217
New +$5.22K
MR
4183
DELISTED
Montage Resources Corporation Common Stock
MR
$5K ﹤0.01%
100
– –
PFNX
4184
DELISTED
Pfenex Inc.
PFNX
$5K ﹤0.01%
+600
New +$5.12K
GMO
4185
DELISTED
General Moly, Inc.
GMO
$5K ﹤0.01%
19,250
– –
HECO
4186
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$5K ﹤0.01%
130
– –
CHKR
4187
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$5K ﹤0.01%
2,200
– –
CBPX
4188
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
$5K ﹤0.01%
222
+56
+34% +$1.26K
ARTX
4189
DELISTED
Arotech Corporation
ARTX
$5K ﹤0.01%
1,671
– –
ORIT
4190
DELISTED
Oritani Financial Corp. New
ORIT
$5K ﹤0.01%
339
-52
-13% -$834
SDT
4191
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST I
SDT
$5K ﹤0.01%
3,630
+45
+1% +$83
WAGE
4192
DELISTED
WageWorks, Inc.
WAGE
$5K ﹤0.01%
90
-29
-24% -$1.78K
SDLP
4193
DELISTED
SEADRILL PARTNERS LLC
SDLP
$5K ﹤0.01%
140
-140
-50% -$5.92K
ELGX
4194
DELISTED
Endologix Inc
ELGX
$5K ﹤0.01%
40
– –
ENLK
4195
DELISTED
EnLink Midstream Partners, LP
ENLK
$5K ﹤0.01%
300
-308
-51% -$5.4K
SYNT
4196
DELISTED
Syntel Inc
SYNT
$5K ﹤0.01%
125
-2
-2% -$90
SHLM
4197
DELISTED
Schulman (A.) Inc
SHLM
$5K ﹤0.01%
177
– –
ENTL
4198
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$5K ﹤0.01%
230
– –
SWNC
4199
DELISTED
Southwestern Energy Company
SWNC
$5K ﹤0.01%
+150
New +$4.84K
RIC
4200
DELISTED
Richmont Mines Inc.
RIC
$5K ﹤0.01%
500
– –
166 167
168
169 170

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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.