LTFS
PFNX

Ladenburg Thalmann Financial Services’s Pfenex Inc. PFNX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFNX Stock Details PFNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q2 		– Sell
-600
Closed -$3K – 5032
2017
Q1 		$3K Hold
600
– – ﹤0.01% 4502
2016
Q4 		$5K Hold
600
– – ﹤0.01% 4265
2016
Q3 		$5K Buy
+600
New +$5.12K ﹤0.01% 4201

Other funds holding PFNX

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Primecap Management
Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return
DCC
Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
SMH
Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFNX Position: Q2 2017 in Review

Ladenburg Thalmann Financial Services sold out of Pfenex Inc. (PFNX) in Q2 2017, closing a stake of 600 shares — an estimated $3K sold.

Ladenburg Thalmann Financial Services first reported a position in PFNX in Q3 2016 and held it in 3 quarters. The position peaked at $5K in Q4 2016. 70 funds tracked by Wall St. Rank hold PFNX as of Q2 2017.

  • Ladenburg Thalmann Financial Services reported no remaining Pfenex Inc. position as of Q2 2017 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 600 Pfenex Inc. shares in Q2 2017, an estimated $3K.
  • Ladenburg Thalmann Financial Services first reported a position in Pfenex Inc. in Q3 2016 and held it in 3 quarters.
  • Ladenburg Thalmann Financial Services's Pfenex Inc. position peaked at $5K in Q4 2016.
  • 70 funds tracked by Wall St. Rank held Pfenex Inc. as of Q2 2017.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2017, filed 14 Aug 2017.