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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLY
4176
DELISTED
Stanley Furniture Co Inc
STLY
$4K ﹤0.01%
1,500
-620
-29% -$1.75K
ENTL
4177
DELISTED
Entellus Medical, Inc. Common Stock
ENTL
$4K ﹤0.01%
230
– –
LMOS
4178
DELISTED
Lumos Networks Corp
LMOS
$4K ﹤0.01%
350
– –
DGAS
4179
DELISTED
Delta Natural Gas Co Inc
DGAS
$4K ﹤0.01%
200
– –
WBMD
4180
DELISTED
WebMD Health Corp.
WBMD
$4K ﹤0.01%
85
– –
FNBC
4181
DELISTED
First NBC Bank Holding Company
FNBC
$4K ﹤0.01%
108
+16
+17% +$607
LIOX
4182
DELISTED
Lionbridge Technologies
LIOX
$4K ﹤0.01%
915
– –
DRYS
4183
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
CSH
4184
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$4K ﹤0.01%
118
+72
+157% +$2.24K
TXTR
4185
DELISTED
TEXTURA CORPORATION COM
TXTR
$4K ﹤0.01%
169
-238
-58% -$6.02K
PRB
4186
DELISTED
VanEck Vectors Pre-Refunded Municipal Index ETF
PRB
$4K ﹤0.01%
+159
New +$3.9K
CJES
4187
DELISTED
C&J ENERGY SVCS LTD
CJES
$4K ﹤0.01%
906
– –
KHI
4188
DELISTED
Deutsche High Income Trust
KHI
$4K ﹤0.01%
539
– –
TVIX
4189
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– –
UHN
4190
DELISTED
United States Diesel-Heating Oil Fund, LP
UHN
$4K ﹤0.01%
300
– –
EZCH
4191
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$4K ﹤0.01%
155
– –
CELP
4192
DELISTED
Cypress Environmental Partners, L.P.
CELP
$4K ﹤0.01%
+500
New +$5.21K
MTSC
4193
DELISTED
MTS Systems Corp
MTSC
$4K ﹤0.01%
69
– –
OSIR
4194
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
$4K ﹤0.01%
400
-131
-25% -$1.78K
NWBO
4195
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$4K ﹤0.01%
1,100
– –
IBDF
4196
DELISTED
iShares iBonds Dec 2016 Term Corporate ETF
IBDF
$4K ﹤0.01%
144
– –
AMTG
4197
DELISTED
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
$4K ﹤0.01%
350
– –
LMCB
4198
DELISTED
LIBERTY MEDIA CORP DELAWARE CLASS B
LMCB
$4K ﹤0.01%
+100
New +$4K
ABEO icon
4199
Abeona Therapeutics
ABEO
$361M
$3K ﹤0.01%
40
– –
AMPH icon
4200
Amphastar Pharmaceuticals
AMPH
$858M
$3K ﹤0.01%
+200
New +$2.64K
166 167
168
169 170

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.