Ladenburg Thalmann Financial Services’s VanEck Vectors Pre-Refunded Municipal Index ETF PRB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PRB Stock Details PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-159	Closed	-$4K	–	5115
2016 Q3	$4K	Hold	159	–	–	﹤0.01%	4323
2016 Q2	$4K	Hold	159	–	–	﹤0.01%	4262
2016 Q1	$4K	Hold	159	–	–	﹤0.01%	4224
2015 Q4	$4K	Buy	+159	New	+$3.9K	﹤0.01%	4198

Other funds holding PRB

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NewSquare Capital Newtown Square, Pennsylvania $1.15B AUM 24.78% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PRB Position: Q4 2016 in Review

Ladenburg Thalmann Financial Services sold out of VanEck Vectors Pre-Refunded Municipal Index ETF (PRB) in Q4 2016, closing a stake of 159 shares — an estimated $4K sold.

Ladenburg Thalmann Financial Services first reported a position in PRB in Q4 2015 and held it in 4 quarters. The position peaked at $4K in Q3 2016. 10 funds tracked by Wall St. Rank hold PRB as of Q4 2016.

Ladenburg Thalmann Financial Services reported no remaining VanEck Vectors Pre-Refunded Municipal Index ETF position as of Q4 2016 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 159 VanEck Vectors Pre-Refunded Municipal Index ETF shares in Q4 2016, an estimated $4K.
Ladenburg Thalmann Financial Services first reported a position in VanEck Vectors Pre-Refunded Municipal Index ETF in Q4 2015 and held it in 4 quarters.
Ladenburg Thalmann Financial Services's VanEck Vectors Pre-Refunded Municipal Index ETF position peaked at $4K in Q3 2016.
10 funds tracked by Wall St. Rank held VanEck Vectors Pre-Refunded Municipal Index ETF as of Q4 2016.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.