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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLNT icon
4151
Planet Fitness
PLNT
$3.7B
$5K ﹤0.01%
265
+195
+279% +$4.01K
PRTS icon
4152
CarParts.com
PRTS
$50M
$5K ﹤0.01%
150
– –
RARE icon
4153
Ultragenyx Pharmaceutical
RARE
$2.61B
$5K ﹤0.01%
59
+53
+883% +$3.38K
RMCF icon
4154
Rocky Mountain Chocolate Factory
RMCF
$15.4M
$5K ﹤0.01%
525
– –
ROCK icon
4155
Gibraltar Industries
ROCK
$1.46B
$5K ﹤0.01%
+125
New +$4.58K
SCL icon
4156
Stepan Co
SCL
$1.48B
$5K ﹤0.01%
68
– –
STBA icon
4157
S&T Bancorp
STBA
$1.82B
$5K ﹤0.01%
187
– –
SXI icon
4158
Standex International
SXI
$3.95B
$5K ﹤0.01%
54
+8
+17% +$700
UE icon
4159
Urban Edge Properties
UE
$2.77B
$5K ﹤0.01%
184
– –
USFD icon
4160
US Foods
USFD
$23.8B
$5K ﹤0.01%
200
-444
-69% -$10.8K
VSTM icon
4161
Verastem
VSTM
$605M
$5K ﹤0.01%
343
-27
-7% -$435
WEAT icon
4162
Teucrium Wheat Fund
WEAT
$298M
$5K ﹤0.01%
140
– –
WKHS icon
4163
Workhorse Group
WKHS
$33.9M
– –
0
– –
WNS
4164
DELISTED
WNS Holdings
WNS
$5K ﹤0.01%
151
+2
+1% +$58
WRLD icon
4165
World Acceptance Corp
WRLD
$883M
$5K ﹤0.01%
103
+40
+63% +$1.92K
XES icon
4166
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$388M
$5K ﹤0.01%
29
– –
YCS icon
4167
ProShares UltraShort Yen
YCS
$30M
$5K ﹤0.01%
+304
New +$4.71K
ENFY
4168
DELISTED
Enlightify Inc
ENFY
$5K ﹤0.01%
271
– –
NDP
4169
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$5K ﹤0.01%
+38
New +$4.7K
BIOL
4170
DELISTED
Biolase, Inc.
BIOL
– –
0
– –
OPGN
4171
DELISTED
OpGen, Inc
OPGN
– –
0
– –
GENE
4172
DELISTED
Genetic Technologies Ltd.
GENE
$5K ﹤0.01%
138
– –
EXPR
4173
DELISTED
Express, Inc.
EXPR
$5K ﹤0.01%
21
-57
-73% -$15.4K
VRTV
4174
DELISTED
VERITIV CORPORATION
VRTV
$5K ﹤0.01%
86
-10
-10% -$462
ACGN
4175
DELISTED
Aceragen Inc
ACGN
$5K ﹤0.01%
15
+4
+36% +$1.06K
165 166
167
168 169

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.