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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIBR.C
4151
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
FST
4152
DELISTED
FOREST OIL CORPORATION
FST
$0 ﹤0.01%
168
-67
-29% -$122
SPPR
4153
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
$0 ﹤0.01%
62
– –
NNJ
4154
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
– –
-1,555
Closed -$22K
TLR
4155
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$0 ﹤0.01%
275
– –
NUCL
4156
DELISTED
ISHARES GLOBAL NUCLEAR ENERGY ETF
NUCL
– –
-1,247
Closed -$46K
RTL
4157
DELISTED
ISHARES TR RETAIL REAL ESTATE CAPPED ETF
RTL
$0 ﹤0.01%
1
– –
OHAI
4158
DELISTED
OHA Investment Corporation
OHAI
$0 ﹤0.01%
63
+50
+385% +$318
BABZ
4159
DELISTED
PIMCO BUILD AMERICA BOND FD ETF
BABZ
– –
-5,795
Closed -$298K
MNTG
4160
DELISTED
M T R GAMING GROUP INC
MNTG
– –
-4,000
Closed -$21K
PVD
4161
DELISTED
Admin Fondos Pensions
PVD
– –
-335
Closed -$31K
MCRS
4162
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-1,001
Closed -$68K
CSP
4163
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-1,457
Closed -$11K
MRF
4164
DELISTED
AMERICAN INCOME FUND
MRF
– –
-2,515
Closed -$20K
SLA
4165
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-58,478
Closed -$626K
ASP
4166
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-647
Closed -$7K
BSP
4167
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-6,394
Closed -$56K
HSH
4168
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-1,147
Closed -$71K
UNS
4169
DELISTED
UNS ENERGY CORP COM
UNS
– –
-1,568
Closed -$95K
QCOR
4170
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-7,488
Closed -$693K
HMH
4171
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
– –
-14,437
Closed -$101K
HIH
4172
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
– –
-275
Closed -$3K
IDIX
4173
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-1,000
Closed -$24K
EQU
4174
DELISTED
EQUAL ENERGY LTD COM
EQU
– –
-100
Closed -$1K
CWH.PRE
4175
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
– –
-1,000
Closed -$26K
165 166
167
168 169

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.