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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDAS
4126
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$0 ﹤0.01%
17
– –
GDP
4127
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$0 ﹤0.01%
16
– –
WHZ
4128
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
– –
-710
Closed -$9K
WAVX
4129
DELISTED
WAVE SYS CORP CL A NEW COM STK (DE)
WAVX
$0 ﹤0.01%
1
– –
ISH
4130
DELISTED
INTL SHIPHOLDING CORP
ISH
$0 ﹤0.01%
2
– –
KCLI
4131
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$0 ﹤0.01%
9
– –
REMY
4132
DELISTED
REMY INTL INC NEW COMMON
REMY
– –
-33
Closed -$1K
CYN
4133
DELISTED
CITY NATIONAL CORPORATION
CYN
$0 ﹤0.01%
2
– –
BRXX
4134
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
– –
-600
Closed -$10K
OMG
4135
DELISTED
OM GROUP INC.
OMG
– –
-15
Closed –
LMNS
4136
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$0 ﹤0.01%
35
+30
+600% +$275
THOR
4137
DELISTED
THORATEC CORPORATION
THOR
– –
-39
Closed -$1K
ZQK
4138
DELISTED
QUICKSILVER,INC.
ZQK
$0 ﹤0.01%
275
– –
CSRE
4139
DELISTED
CSR PLC SPON ADR (UK)
CSRE
$0 ﹤0.01%
1
– –
VPCO
4140
DELISTED
VAPOR CORP DEL COM STK
VPCO
$0 ﹤0.01%
40
– –
KFX
4141
DELISTED
KOFAX LIMITED COM STK
KFX
– –
-3,500
Closed -$30K
ELX
4142
DELISTED
EMULEX CORP
ELX
$0 ﹤0.01%
100
– –
VTSS
4143
DELISTED
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
– –
-25
Closed –
PAL
4144
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$0 ﹤0.01%
1,636
– –
CJES
4145
DELISTED
C&J ENERGY SVCS LTD
CJES
$0 ﹤0.01%
14
– –
DRL
4146
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
6
– –
TRLA
4147
DELISTED
TRULIA INC (DEL)
TRLA
$0 ﹤0.01%
+7
New +$375
KWK
4148
DELISTED
QUICKSILVER RESOURCES INC
KWK
$0 ﹤0.01%
300
– –
OXF
4149
DELISTED
OXFORD RESOURCES PARTNERS,LP COM UNIT RPSTG LTD PARTNER INT
OXF
– –
-750
Closed -$1K
CFP
4150
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$0 ﹤0.01%
7
– –
164 165
166
167 168

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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.