We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.33%
2 Financials 5.72%
3 Industrials 4.3%
4 Healthcare 4.03%
5 Consumer Discretionary 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLP icon
4101
Simulations Plus
SLP
$371M
$17K ﹤0.01%
797
-280
-26% -$5.6K
USL icon
4102
United States 12 Month Oil Fund,
USL
$45.4M
$17K ﹤0.01%
753
– –
UVSP icon
4103
Univest Financial
UVSP
$1.19B
$17K ﹤0.01%
705
-18
-2% -$439
VUZI icon
4104
Vuzix
VUZI
$216M
$17K ﹤0.01%
5,327
– –
XMHQ icon
4105
Invesco S&P MidCap Quality ETF
XMHQ
$5.67B
$17K ﹤0.01%
350
– –
EMFM
4106
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$17K ﹤0.01%
845
– –
MRNS
4107
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$17K ﹤0.01%
1,000
+250
+33% +$3.6K
FRTA
4108
DELISTED
Forterra, Inc
FRTA
$17K ﹤0.01%
4,000
– –
MGLN
4109
DELISTED
Magellan Health Services, Inc.
MGLN
$17K ﹤0.01%
261
+167
+178% +$10.7K
VETS
4110
DELISTED
Pacer Military Times Best Employers ETF
VETS
$17K ﹤0.01%
631
+1
+0.2% +$27
ACIA
4111
DELISTED
Acacia Communications Inc
ACIA
$17K ﹤0.01%
300
-1
-0.3% -$48
BREW
4112
DELISTED
Craft Brew Alliance, Inc.
BREW
$17K ﹤0.01%
1,185
+250
+27% +$3.96K
CNXM
4113
DELISTED
CNX Midstream Partners LP
CNXM
$17K ﹤0.01%
1,111
-116
-9% -$1.86K
RTL
4114
DELISTED
Pacer Benchmark Retail Real Estate SCTR ETF
RTL
$17K ﹤0.01%
611
+181
+42% +$4.96K
UCFC
4115
DELISTED
United Community Financial Corp
UCFC
$17K ﹤0.01%
1,777
+13
+0.7% +$123
KONA
4116
DELISTED
Kona Grill, Inc.
KONA
$17K ﹤0.01%
19,000
– –
GSP
4117
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$17K ﹤0.01%
1,102
+114
+12% +$1.66K
AAWW
4118
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$17K ﹤0.01%
350
+35
+11% +$1.77K
AN icon
4119
AutoNation
AN
$6.91B
$16K ﹤0.01%
465
+150
+48% +$5.44K
EFAD icon
4120
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64M
$16K ﹤0.01%
450
– –
EUDG icon
4121
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70M
$16K ﹤0.01%
654
+4
+0.6% +$96
FHB icon
4122
First Hawaiian
FHB
$3.39B
$16K ﹤0.01%
588
+282
+92% +$7.29K
GGZ
4123
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$129M
$16K ﹤0.01%
1,328
-66
-5% -$751
HLX icon
4124
Helix Energy Solutions
HLX
$1.53B
$16K ﹤0.01%
2,031
+86
+4% +$616
HMY icon
4125
Harmony Gold Mining
HMY
$12.1B
$16K ﹤0.01%
8,494
+291
+4% +$571
163 164
165
166 167

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.