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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPLS
4101
DELISTED
JPMorgan Long/Short ETF
JPLS
$14K ﹤0.01%
+615
New +$13.8K
UBIO
4102
DELISTED
Proshares UltraPro NASDAQ Biotechnology
UBIO
$14K ﹤0.01%
720
– –
AVEO
4103
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$14K ﹤0.01%
854
+200
+31% +$4.4K
MCRN
4104
DELISTED
Milacron Holdings Corp.
MCRN
$14K ﹤0.01%
+1,124
New +$16.9K
LABL
4105
DELISTED
Multi-Color Corp
LABL
$14K ﹤0.01%
400
-81
-17% -$3.83K
HSKA
4106
DELISTED
Heska Corp
HSKA
$14K ﹤0.01%
153
– –
EMCG
4107
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$14K ﹤0.01%
700
– –
SAFE
4108
DELISTED
Safehold Inc.
SAFE
$14K ﹤0.01%
+720
New +$13.3K
ALLK
4109
DELISTED
Allakos
ALLK
$13K ﹤0.01%
250
– –
BLD
4110
DELISTED
TopBuild
BLD
$13K ﹤0.01%
287
+149
+108% +$7.25K
CRESY
4111
Cresud
CRESY
$746M
$13K ﹤0.01%
1,168
-1
-0.1% -$11
ECF
4112
Ellsworth Growth & Income Fund
ECF
$176M
$13K ﹤0.01%
1,460
-1,540
-51% -$13.9K
EGO icon
4113
Eldorado Gold
EGO
$10.3B
$13K ﹤0.01%
4,571
-2,004
-30% -$7.11K
EWP icon
4114
iShares MSCI Spain ETF
EWP
$2.22B
$13K ﹤0.01%
500
-133
-21% -$3.74K
FLWS icon
4115
1-800-Flowers.com
FLWS
$261M
$13K ﹤0.01%
1,047
+168
+19% +$2.01K
FSBW icon
4116
FS Bancorp
FSBW
$323M
$13K ﹤0.01%
600
– –
FTXH icon
4117
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$958M
$13K ﹤0.01%
676
– –
JOE icon
4118
St. Joe Company
JOE
$3.86B
$13K ﹤0.01%
990
-875
-47% -$13K
LABU icon
4119
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$614M
$13K ﹤0.01%
+20
New +$21K
MMTM icon
4120
State Street SPDR S&P 1500 Momentum Tilt ETF
MMTM
$165M
$13K ﹤0.01%
125
+50
+67% +$5.86K
NBR icon
4121
Nabors Industries
NBR
$1.38B
$13K ﹤0.01%
124
-180
-59% -$39.6K
PAI
4122
Western Asset Investment Grade Income Fund
PAI
$114M
$13K ﹤0.01%
1,000
-1,000
-50% -$13.4K
PTCT icon
4123
PTC Therapeutics
PTCT
$5.96B
$13K ﹤0.01%
364
-3
-0.8% -$108
RGNX icon
4124
Regenxbio
RGNX
$697M
$13K ﹤0.01%
300
+200
+200% +$11.7K
RWT
4125
Redwood Trust
RWT
$605M
$13K ﹤0.01%
865
+25
+3% +$404
163 164
165
166 167

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.