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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATY icon
4101
Cathay General Bancorp
CATY
$4.31B
$4K ﹤0.01%
137
+90
+191% +$2.88K
CLAR icon
4102
Clarus
CLAR
$145M
$4K ﹤0.01%
804
+503
+167% +$2.47K
CLDT
4103
Chatham Lodging
CLDT
$601M
$4K ﹤0.01%
200
– –
CMCT
4104
Creative Media & Community Trust
CMCT
$15M
– –
0
– –
CMRE icon
4105
Costamare
CMRE
$1.74B
$4K ﹤0.01%
351
+101
+40% +$1.25K
CNA icon
4106
CNA Financial
CNA
$13.8B
$4K ﹤0.01%
129
-413
-76% -$14.8K
VISN
4107
Vistance Networks Inc
VISN
$2.62B
$4K ﹤0.01%
138
+57
+70% +$1.64K
CXT icon
4108
Crane NXT
CXT
$2.96B
$4K ﹤0.01%
256
-262
-51% -$4.54K
DAC icon
4109
Danaos Corp
DAC
$2.56B
$4K ﹤0.01%
43
– –
DENN
4110
DELISTED
Denny's
DENN
$4K ﹤0.01%
400
– –
DEW icon
4111
WisdomTree Global High Dividend Fund
DEW
$156M
$4K ﹤0.01%
100
-336
-77% -$13.5K
EET icon
4112
ProShares Ultra MSCI Emerging Markets
EET
$37.4M
$4K ﹤0.01%
+100
New +$4.99K
ENLV icon
4113
Enlivex Ltd
ENLV
$28.4M
$4K ﹤0.01%
2
– –
EVX icon
4114
VanEck Environmental Services ETF
EVX
$102M
$4K ﹤0.01%
380
+5
+1% +$60
FCBC icon
4115
First Community Bankshares
FCBC
$933M
$4K ﹤0.01%
212
-756
-78% -$14.5K
FCF icon
4116
First Commonwealth Financial
FCF
$2.19B
$4K ﹤0.01%
400
– –
FGB
4117
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$4K ﹤0.01%
851
– –
FWRD icon
4118
Forward Air
FWRD
$682M
$4K ﹤0.01%
100
+3
+3% +$134
GCV
4119
Gabelli Convertible and Income Securities Fund
GCV
$95.3M
$4K ﹤0.01%
+865
New +$4.28K
GFI icon
4120
Gold Fields
GFI
$35.4B
$4K ﹤0.01%
1,500
– –
GGT
4121
Gabelli Multimedia Trust
GGT
$175M
$4K ﹤0.01%
444
-75
-14% -$587
GHC icon
4122
Graham Holdings Company
GHC
$4.97B
$4K ﹤0.01%
8
– –
H icon
4123
Hyatt Hotels
H
$16.9B
$4K ﹤0.01%
82
+9
+12% +$447
HLX icon
4124
Helix Energy Solutions
HLX
$1.49B
$4K ﹤0.01%
695
– –
MCHB
4125
Mechanics Bancorp
MCHB
$3.79B
$4K ﹤0.01%
206
– –
163 164
165
166 167

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.