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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFO
4076
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$10K ﹤0.01%
800
– –
QMCO icon
4077
Quantum Corp
QMCO
$464M
$10K ﹤0.01%
83
-13
-14% -$1.74K
QRHC icon
4078
Quest Resource Holding
QRHC
$31.2M
$10K ﹤0.01%
9,000
– –
SGC icon
4079
Superior Group of Companies
SGC
$206M
$10K ﹤0.01%
429
+64
+18% +$1.42K
SXI icon
4080
Standex International
SXI
$3.98B
$10K ﹤0.01%
90
– –
SYBT icon
4081
Stock Yards Bancorp
SYBT
$2.58B
$10K ﹤0.01%
261
– –
TPVG icon
4082
TriplePoint Venture Growth BDC
TPVG
$212M
$10K ﹤0.01%
750
-900
-55% -$12K
TWI icon
4083
Titan International
TWI
$457M
$10K ﹤0.01%
943
-1,400
-60% -$14.6K
UEIC icon
4084
Universal Electronics
UEIC
$71.6M
$10K ﹤0.01%
159
+73
+85% +$4.55K
WINA icon
4085
Winmark
WINA
$1.36B
$10K ﹤0.01%
77
-8
-9% -$1.05K
WVVI icon
4086
Willamette Valley Vineyards
WVVI
$11.7M
$10K ﹤0.01%
1,265
– –
SYNH
4087
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$10K ﹤0.01%
200
+100
+100% +$5.58K
PRTK
4088
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$10K ﹤0.01%
+400
New +$9.31K
TESS
4089
DELISTED
Tessco Technologies Inc
TESS
$10K ﹤0.01%
830
– –
ANAT
4090
DELISTED
American National Group, Inc. Common Stock
ANAT
$10K ﹤0.01%
85
-55
-39% -$6.47K
SYKE
4091
DELISTED
SYKES Enterprises Inc
SYKE
$10K ﹤0.01%
346
-175
-34% -$5.19K
AMAG
4092
DELISTED
AMAG Pharmaceuticals
AMAG
$10K ﹤0.01%
527
– –
BDCL
4093
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
530
-350
-40% -$6.37K
XOXO
4094
DELISTED
Xo Group Inc
XOXO
$10K ﹤0.01%
500
– –
ELON
4095
DELISTED
Echelon Corp
ELON
$10K ﹤0.01%
2,305
+200
+10% +$969
EVEP
4096
DELISTED
EV Energy Partners, L.P.
EVEP
$10K ﹤0.01%
16,767
+4,002
+31% +$2.12K
PGH
4097
DELISTED
Pengrowth Energy Corporation
PGH
$10K ﹤0.01%
10,297
– –
MNE
4098
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$10K ﹤0.01%
725
– –
DXGE
4099
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$10K ﹤0.01%
312
+102
+49% +$3.11K
AAWW
4100
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$10K ﹤0.01%
142
-68
-32% -$4.25K
162 163
164
165 166

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.