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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFX
4076
DELISTED
BowFlex Inc.
BFX
$7K ﹤0.01%
392
-2,501
-86% -$46.5K
MTEM
4077
DELISTED
Molecular Templates, Inc.
MTEM
$7K ﹤0.01%
98
+16
+20% +$1.22K
TGA
4078
DELISTED
Transglobe Energy Corp
TGA
$7K ﹤0.01%
3,980
-3,073
-44% -$5.67K
RDUS
4079
DELISTED
Radius Health, Inc.
RDUS
$7K ﹤0.01%
183
-118
-39% -$5.62K
ARNA
4080
DELISTED
Arena Pharmaceuticals Inc
ARNA
$7K ﹤0.01%
490
– –
VRTU
4081
DELISTED
Virtusa Corporation
VRTU
$7K ﹤0.01%
263
+226
+611% +$4.99K
MCEP
4082
DELISTED
Mid-Con Energy Partners, LP
MCEP
$7K ﹤0.01%
140
– –
ECT
4083
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$7K ﹤0.01%
3,132
+2,832
+944% +$6.27K
SAEX
4084
DELISTED
SAExploration Holdings, Inc.
SAEX
$7K ﹤0.01%
50
+35
+233% +$5.62K
OMN
4085
DELISTED
OMNOVA Solutions Inc.
OMN
$7K ﹤0.01%
747
-4,750
-86% -$42K
ALDR
4086
DELISTED
Alder Biopharmaceuticals
ALDR
$7K ﹤0.01%
373
– –
CBK
4087
DELISTED
Christopher & Banks Corporation
CBK
$7K ﹤0.01%
+2,984
New +$5.11K
IMPV
4088
DELISTED
Imperva, Inc.
IMPV
$7K ﹤0.01%
164
– –
FTRPR
4089
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$7K ﹤0.01%
100
– –
AMNB
4090
DELISTED
American National Bankshares Inc
AMNB
$7K ﹤0.01%
201
– –
CHU
4091
DELISTED
China Unicom (HONG KONG) Limited
CHU
$7K ﹤0.01%
648
– –
TAT
4092
DELISTED
TransAtlantic Petroleum LTD.
TAT
$7K ﹤0.01%
5,929
-200
-3% -$214
UGLD
4093
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$7K ﹤0.01%
81
– –
PSAU
4094
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$7K ﹤0.01%
400
– –
HDWX
4095
DELISTED
SPDR S&P International Dividend Currency Hedged ETF
HDWX
$7K ﹤0.01%
+161
New +$6.67K
MEMP
4096
DELISTED
Memorial Production Partners LP Common Units
MEMP
$7K ﹤0.01%
54,823
-44,702
-45% -$34.6K
AMH icon
4097
American Homes 4 Rent
AMH
$12.4B
$6K ﹤0.01%
290
+68
+31% +$1.41K
ATRC icon
4098
AtriCure
ATRC
$2.21B
$6K ﹤0.01%
333
+173
+108% +$3.13K
AUB icon
4099
Atlantic Union Bankshares
AUB
$6.09B
$6K ﹤0.01%
226
– –
BAP icon
4100
Credicorp
BAP
$29.8B
$6K ﹤0.01%
37
– –
162 163
164
165 166

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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.