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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHT icon
4051
DHT Holdings
DHT
$3.1B
$7K ﹤0.01%
1,665
-2,996
-64% -$11.9K
ESI icon
4052
Element Solutions
ESI
$9.5B
$7K ﹤0.01%
916
– –
EUM icon
4053
ProShares Trust Short MSCI Emerging Markets
EUM
$9.27M
$7K ﹤0.01%
134
-26,382
-99% -$1.3M
FISI icon
4054
Financial Institutions
FISI
$825M
$7K ﹤0.01%
200
– –
TDAY
4055
USA Today Co
TDAY
$1B
$7K ﹤0.01%
419
– –
HOFT icon
4056
Hooker Furnishings Corp
HOFT
$159M
$7K ﹤0.01%
187
+87
+87% +$2.5K
HRTX icon
4057
Heron Therapeutics
HRTX
$62.9M
$7K ﹤0.01%
500
-500
-50% -$7.84K
INDL icon
4058
Direxion Daily MSCI India Bull 2X ETF
INDL
$57.1M
$7K ﹤0.01%
164
– –
KF
4059
Korea Fund
KF
$266M
$7K ﹤0.01%
211
– –
LOPE icon
4060
Grand Canyon Education
LOPE
$3.79B
$7K ﹤0.01%
122
+9
+8% +$460
LYV icon
4061
Live Nation Entertainment
LYV
$43.3B
$7K ﹤0.01%
278
-435
-61% -$12K
MC icon
4062
Moelis & Co
MC
$5.17B
$7K ﹤0.01%
209
+44
+27% +$1.24K
MLAB icon
4063
Mesa Laboratories
MLAB
$622M
$7K ﹤0.01%
53
– –
NAK
4064
Northern Dynasty Minerals
NAK
$925M
$7K ﹤0.01%
3,200
+2,200
+220% +$2.56K
NUS icon
4065
Nu Skin
NUS
$236M
$7K ﹤0.01%
139
+29
+26% +$1.62K
NVGS icon
4066
Navigator Holdings
NVGS
$1.27B
$7K ﹤0.01%
831
+299
+56% +$2.47K
NWS icon
4067
News Corp Class B
NWS
$17.8B
$7K ﹤0.01%
587
-252
-30% -$3.2K
PESI icon
4068
Perma-Fix Environmental Services
PESI
$381M
$7K ﹤0.01%
1,720
– –
SCS
4069
DELISTED
Steelcase
SCS
$7K ﹤0.01%
417
-213
-34% -$3.21K
STBA icon
4070
S&T Bancorp
STBA
$1.82B
$7K ﹤0.01%
187
– –
TK icon
4071
Teekay
TK
$1.06B
$7K ﹤0.01%
913
-100
-10% -$770
XT icon
4072
iShares Future Exponential Technologies ETF
XT
$4.01B
$7K ﹤0.01%
243
+1
+0.4% +$26
YCS icon
4073
ProShares UltraShort Yen
YCS
$30M
$7K ﹤0.01%
340
+36
+12% +$636
CNH
4074
CNH Industrial
CNH
$16.7B
$7K ﹤0.01%
879
-5,745
-87% -$40.2K
LSXMB
4075
DELISTED
Liberty Media Corporation Series B Liberty SiriusXM Common Stock
LSXMB
$7K ﹤0.01%
271
– –
161 162
163
164 165

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.