We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YXI icon
4051
ProShares Short FTSE China 50 of PROSHARES TRUST
YXI
$4.57M
– –
-541
Closed -$36K
QCLS
4052
Q/C Technologies Inc
QCLS
$22.1M
– –
0
– –
ORKA
4053
Oruka Therapeutics
ORKA
$6.34B
– –
0
– –
CHUY
4054
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-100
Closed -$4K
TAST
4055
DELISTED
Carrols Restaurant Group, Inc.
TAST
$0 ﹤0.01%
59
– –
SP
4056
DELISTED
SP Plus Corporation
SP
– –
-18
Closed –
YTEN
4057
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
GOL
4058
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-34
Closed –
NETI
4059
DELISTED
Eneti Inc.
NETI
– –
-157
Closed -$156K
EMAN
4060
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
81
– –
QUOT
4061
DELISTED
Quotient Technology Inc
QUOT
$0 ﹤0.01%
+28
New +$495
STCN
4062
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
5
– –
MGI
4063
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
32
– –
ATCO
4064
DELISTED
Atlas Corp.
ATCO
– –
-200
Closed -$5K
DEX
4065
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-1,500
Closed -$19K
CCXI
4066
DELISTED
ChemoCentryx, Inc.
CCXI
$0 ﹤0.01%
44
– –
MANT
4067
DELISTED
Mantech International Corp
MANT
– –
-12
Closed –
AUTO
4068
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-100
Closed -$1K
HBP
4069
DELISTED
Huttig Building Products, Inc.
HBP
$0 ﹤0.01%
90
– –
GSS
4070
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
50
– –
CNBKA
4071
DELISTED
Century Bancorp Inc/Mass
CNBKA
$0 ﹤0.01%
12
– –
QADB
4072
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
TPCO
4073
DELISTED
Tribune Publishing Company Common Stock
TPCO
$0 ﹤0.01%
+15
New +$303
HMSY
4074
DELISTED
HMS Holdings Corp.
HMSY
$0 ﹤0.01%
9
– –
CZZ
4075
DELISTED
Cosan Limited
CZZ
– –
-300
Closed -$4K
161 162
163
164 165

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.