We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GKOS icon
4026
Glaukos
GKOS
$11B
$20K ﹤0.01%
301
+77
+34% +$5.42K
ITGR icon
4027
Integer Holdings
ITGR
$4.26B
$20K ﹤0.01%
+269
New +$21.3K
MSTR icon
4028
Strategy Inc
MSTR
$36.5B
$20K ﹤0.01%
1,330
-8,990
-87% -$123K
OXM icon
4029
Oxford Industries
OXM
$540M
$20K ﹤0.01%
274
+50
+22% +$3.52K
RMTI icon
4030
Rockwell Medical
RMTI
$29.4M
$20K ﹤0.01%
66
-68
-51% -$20.9K
RNRG icon
4031
Global X Renewable Energy Producers ETF
RNRG
$26M
$20K ﹤0.01%
489
+159
+48% +$6.47K
TMFC icon
4032
Motley Fool 100 Index ETF
TMFC
$2.12B
$20K ﹤0.01%
869
– –
UPLD icon
4033
Upland Software
UPLD
$15.4M
$20K ﹤0.01%
59
-18
-23% -$7.48K
TPC
4034
Tutor Perini Cor
TPC
$5.11B
$20K ﹤0.01%
1,454
-104
-7% -$1.27K
GPP
4035
DELISTED
Green Plains Partners LP
GPP
$20K ﹤0.01%
1,500
+844
+129% +$11.4K
LMST
4036
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$20K ﹤0.01%
1,290
– –
CDR
4037
DELISTED
Cedar Realty Trust, Inc
CDR
$20K ﹤0.01%
+1,033
New +$17.5K
MSON
4038
DELISTED
Misonix Inc
MSON
$20K ﹤0.01%
1,000
– –
ACIA
4039
DELISTED
Acacia Communications Inc
ACIA
$20K ﹤0.01%
304
-1,600
-84% -$101K
KLDW
4040
DELISTED
Knowledge Leaders Developed World ETF
KLDW
$20K ﹤0.01%
600
– –
FGP
4041
DELISTED
Ferrellgas Partners, L.P.
FGP
$20K ﹤0.01%
18,740
-2,179
-10% -$1.86K
CALX icon
4042
Calix
CALX
$2.51B
$19K ﹤0.01%
3,000
– –
CRMT icon
4043
America's Car Mart
CRMT
$25.7M
$19K ﹤0.01%
+198
New +$17.6K
CSV icon
4044
Carriage Services
CSV
$574M
$19K ﹤0.01%
888
+319
+56% +$6.62K
FMF icon
4045
First Trust Managed Futures Strategy Fund
FMF
$259M
$19K ﹤0.01%
421
-2,283
-84% -$102K
FSS icon
4046
Federal Signal
FSS
$7.73B
$19K ﹤0.01%
573
-7,999
-93% -$238K
GGZ
4047
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$129M
$19K ﹤0.01%
1,691
+71
+4% +$791
GOGO icon
4048
Gogo Inc
GOGO
$378M
$19K ﹤0.01%
3,095
+1,094
+55% +$5.16K
HMN icon
4049
Horace Mann Educators
HMN
$2.13B
$19K ﹤0.01%
421
-34
-7% -$1.49K
LPCN icon
4050
Lipocine
LPCN
$17.6M
$19K ﹤0.01%
391
– –
160 161
162
163 164

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.