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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INCO icon
4026
Columbia India Consumer ETF
INCO
$239M
$13K ﹤0.01%
+270
New +$12.5K
KRC icon
4027
Kilroy Realty
KRC
$4.31B
$13K ﹤0.01%
170
-153
-47% -$11.3K
LRFC
4028
DELISTED
Logan Ridge Finance Corp
LRFC
$13K ﹤0.01%
292
+42
+17% +$2.05K
MHN
4029
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$13K ﹤0.01%
1,000
– –
NHC icon
4030
National Healthcare
NHC
$3.46B
$13K ﹤0.01%
212
+2
+1% +$128
NNY icon
4031
Nuveen New York Municipal Value Fund
NNY
$158M
$13K ﹤0.01%
1,382
– –
PLXS icon
4032
Plexus
PLXS
$7.1B
$13K ﹤0.01%
217
– –
PRIM icon
4033
Primoris Services
PRIM
$4.37B
$13K ﹤0.01%
496
-92
-16% -$2.56K
P
4034
Everpure Inc
P
$38.8B
$13K ﹤0.01%
800
+100
+14% +$1.67K
SBSW icon
4035
Sibanye-Stillwater
SBSW
$7.44B
$13K ﹤0.01%
2,681
-1
-0% -$5
SCNI
4036
Scinai Immunotherapeutics
SCNI
$1.24M
$13K ﹤0.01%
25
– –
SEVN
4037
Seven Hills Realty Trust
SEVN
$175M
$13K ﹤0.01%
692
– –
SRV
4038
NXG Cushing Midstream Energy Fund
SRV
$224M
$13K ﹤0.01%
279
+126
+82% +$5.67K
SUSB icon
4039
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$13K ﹤0.01%
531
– –
TGS icon
4040
Transportadora de Gas del Sur
TGS
$4.23B
$13K ﹤0.01%
597
– –
TISI icon
4041
Team
TISI
$101M
$13K ﹤0.01%
85
+33
+63% +$4.39K
UVSP icon
4042
Univest Financial
UVSP
$1.18B
$13K ﹤0.01%
477
-61
-11% -$1.8K
WTBA icon
4043
West Bancorporation
WTBA
$513M
$13K ﹤0.01%
500
– –
WIL
4044
DELISTED
iPath Women in Leadership ETN
WIL
$13K ﹤0.01%
200
-136
-40% -$8.89K
SAFM
4045
DELISTED
Sanderson Farms Inc
SAFM
$13K ﹤0.01%
92
-102
-53% -$15.7K
FMBI
4046
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$13K ﹤0.01%
537
+1
+0.2% +$24
MDLY
4047
DELISTED
Medley Management Inc
MDLY
$13K ﹤0.01%
+200
New +$12.5K
TCO
4048
DELISTED
Taubman Centers Inc.
TCO
$13K ﹤0.01%
188
+82
+77% +$4.51K
HTZ
4049
DELISTED
Hertz Global Holdings, Inc.
HTZ
$13K ﹤0.01%
665
+605
+1,008% +$11.7K
ABDC
4050
DELISTED
Alcentra Capital Corp
ABDC
$13K ﹤0.01%
1,500
-5,076
-77% -$45.2K
160 161
162
163 164

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.