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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFL
4026
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$8K ﹤0.01%
567
+4
+0.7% +$58
VMM
4027
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$8K ﹤0.01%
550
– –
DSPG
4028
DELISTED
DSP Group Inc
DSPG
$8K ﹤0.01%
600
– –
JTD
4029
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$8K ﹤0.01%
551
-637
-54% -$9K
XOG
4030
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
$8K ﹤0.01%
+400
New +$8.5K
NAV
4031
DELISTED
Navistar International
NAV
$8K ﹤0.01%
256
-10
-4% -$271
TCO
4032
DELISTED
Taubman Centers Inc.
TCO
$8K ﹤0.01%
112
+4
+4% +$290
JPHF
4033
DELISTED
JPMorgan Diversified Alternatives ETF
JPHF
$8K ﹤0.01%
+317
New +$8.12K
PAY
4034
DELISTED
Verifone Systems Inc
PAY
$8K ﹤0.01%
436
-150
-26% -$2.49K
STS
4035
DELISTED
Supreme Industries Inc Class A
STS
$8K ﹤0.01%
486
– –
ERUS
4036
DELISTED
iShares MSCI Russia ETF
ERUS
$8K ﹤0.01%
+250
New +$7.62K
NCB
4037
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$8K ﹤0.01%
500
– –
SOIL
4038
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$8K ﹤0.01%
900
– –
OB
4039
DELISTED
Onebeacon Insurance Group Ltd
OB
$8K ﹤0.01%
493
-282
-36% -$4.25K
BWV
4040
DELISTED
iPath ETN linked to CBOE S&P 500 Buy Write Index
BWV
$8K ﹤0.01%
119
– –
GMAN
4041
DELISTED
Gordmans Stores, Inc.
GMAN
$8K ﹤0.01%
11,500
– –
DDC
4042
DELISTED
Dominion Diamond Corporation
DDC
$8K ﹤0.01%
865
– –
FDC
4043
DELISTED
First Data Corporation
FDC
$8K ﹤0.01%
570
-816
-59% -$11.6K
ACLS icon
4044
Axcelis
ACLS
$4.42B
$7K ﹤0.01%
501
-29
-5% -$395
AFK icon
4045
VanEck Africa Index ETF
AFK
$104M
$7K ﹤0.01%
335
– –
CVSA
4046
Covista Inc
CVSA
$4.49B
$7K ﹤0.01%
+207
New +$5.6K
ATLO icon
4047
AMES National
ATLO
$281M
$7K ﹤0.01%
218
– –
AXGN icon
4048
Axogen
AXGN
$2.58B
$7K ﹤0.01%
794
– –
BELFB
4049
Bel Fuse Inc Class B
BELFB
$4.13B
$7K ﹤0.01%
+221
New +$6.15K
CAMT icon
4050
Camtek
CAMT
$8.06B
$7K ﹤0.01%
2,000
-7,600
-79% -$23K
160 161
162
163 164

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.