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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMLP icon
4001
Martin Midstream Partners
MMLP
$89.6M
$8K ﹤0.01%
422
-5,392
-93% -$99.1K
MSB
4002
Mesabi Trust
MSB
$305M
$8K ﹤0.01%
785
– –
MTSI icon
4003
MACOM Technology Solutions
MTSI
$23.5B
$8K ﹤0.01%
169
-36
-18% -$1.57K
NFBK
4004
DELISTED
Northfield Bancorp
NFBK
$8K ﹤0.01%
408
+236
+137% +$4.23K
ODC icon
4005
Oil-Dri
ODC
$1.27B
$8K ﹤0.01%
410
+2
+0.5% +$37
PAC icon
4006
Grupo Aeroportuario del Pacifico
PAC
$12.4B
$8K ﹤0.01%
100
– –
PBHC icon
4007
Pathfinder Bancorp
PBHC
$102M
$8K ﹤0.01%
658
– –
RBC icon
4008
RBC Bearings
RBC
$17.5B
$8K ﹤0.01%
87
+15
+21% +$1.21K
SCM icon
4009
Stellus Capital Investment Corp
SCM
$254M
$8K ﹤0.01%
700
– –
SHOO icon
4010
Steven Madden
SHOO
$3.46B
$8K ﹤0.01%
372
-122
-25% -$2.97K
TAYD icon
4011
Taylor Devices
TAYD
$170M
$8K ﹤0.01%
550
– –
TCI icon
4012
Transcontinental Realty Investors
TCI
$312M
$8K ﹤0.01%
719
– –
TECL icon
4013
Direxion Daily Technology Bull 3x ETF
TECL
$6.47B
$8K ﹤0.01%
1,640
– –
TLF icon
4014
Tandy Leather Factory
TLF
$20.6M
$8K ﹤0.01%
1,000
– –
TRNO icon
4015
Terreno Realty
TRNO
$7.5B
$8K ﹤0.01%
282
+1
+0.4% +$27
UFPT icon
4016
UFP Technologies
UFPT
$2.48B
$8K ﹤0.01%
310
– –
WMS icon
4017
Advanced Drainage Systems
WMS
$11.3B
$8K ﹤0.01%
400
– –
JOYY
4018
JOYY Inc
JOYY
$3.64B
$8K ﹤0.01%
+200
New +$9.4K
CDMO
4019
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$8K ﹤0.01%
3,657
-72
-2% -$168
AINC
4020
DELISTED
Ashford Inc.
AINC
$8K ﹤0.01%
185
+184
+18,400% +$8.04K
EIGR
4021
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$8K ﹤0.01%
22
– –
EXPR
4022
DELISTED
Express, Inc.
EXPR
$8K ﹤0.01%
38
+17
+81% +$4.17K
ALR
4023
DELISTED
AlerisLife Inc
ALR
$8K ﹤0.01%
302
-1
-0.3% -$27
PRTY
4024
DELISTED
Party City Holdco Inc.
PRTY
$8K ﹤0.01%
550
+400
+267% +$6.5K
BSJM
4025
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$8K ﹤0.01%
314
+200
+175% +$4.96K
159 160
161
162 163

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.