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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGC icon
376
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$4.92M 0.04%
56,573
+1,558
+3% +$146K
APTI
377
DELISTED
Apptio, Inc. Class A Common Stock
APTI
$4.91M 0.04%
129,369
-3,010
-2% -$102K
SPDW icon
378
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$4.91M 0.04%
185,403
+10,104
+6% +$285K
AGN
379
DELISTED
Allergan plc
AGN
$4.91M 0.04%
36,675
-1,280
-3% -$210K
MAIN icon
380
Main Street Capital
MAIN
$5.44B
$4.89M 0.04%
144,483
-17,419
-11% -$648K
FISV
381
Fiserv Inc
FISV
$27.8B
$4.87M 0.04%
66,268
+2,372
+4% +$183K
SLYV icon
382
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$4.85M 0.04%
89,914
-3,456
-4% -$210K
SHYG icon
383
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$4.84M 0.04%
108,652
+16,941
+18% +$777K
SCHP icon
384
Schwab US TIPS ETF
SCHP
$16.2B
$4.84M 0.04%
181,636
-24,108
-12% -$641K
PTMC icon
385
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$4.83M 0.04%
156,484
+46,217
+42% +$1.44M
FDLO icon
386
Fidelity Low Volatility Factor ETF
FDLO
$1.47B
$4.8M 0.04%
160,048
+130,850
+448% +$4.19M
PZA icon
387
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$4.75M 0.04%
190,077
-23,134
-11% -$571K
BAX icon
388
Baxter International
BAX
$14.4B
$4.72M 0.04%
71,641
+19,910
+38% +$1.34M
FPX icon
389
First Trust US Equity Opportunities ETF
FPX
$1.48B
$4.71M 0.04%
75,916
-21,710
-22% -$1.45M
SPSM icon
390
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$4.71M 0.04%
178,526
+20,606
+13% +$608K
GVI icon
391
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$4.69M 0.04%
43,328
+2,780
+7% +$298K
IP icon
392
International Paper
IP
$21.9B
$4.68M 0.04%
121,519
+16,711
+16% +$701K
PSCH icon
393
Invesco S&P SmallCap Health Care ETF
PSCH
$173M
$4.66M 0.04%
129,996
-25,308
-16% -$1.04M
SPSB icon
394
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$4.66M 0.04%
154,719
-36,290
-19% -$1.09M
ES icon
395
Eversource Energy
ES
$26.8B
$4.62M 0.04%
71,433
+18,057
+34% +$1.18M
BSCL
396
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$4.6M 0.04%
221,567
+9,369
+4% +$194K
CI icon
397
Cigna
CI
$73.6B
$4.57M 0.04%
24,068
+12,506
+108% +$2.61M
FSTA icon
398
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$4.56M 0.04%
149,449
-109,442
-42% -$3.57M
DGRW icon
399
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$4.5M 0.04%
117,462
+26,688
+29% +$1.1M
YUM icon
400
Yum! Brands
YUM
$39.7B
$4.48M 0.04%
48,737
+1,171
+2% +$105K
14 15
16
17 18

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.