We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVA
376
DELISTED
Covanta Holding Corporation
CVA
$1.87M 0.04%
84,892
+44,780
+112% +$1.01M
JEF icon
377
Jefferies Financial Group
JEF
$12.8B
$1.86M 0.04%
92,828
+89,739
+2,905% +$1.85M
DOC icon
378
Healthpeak Properties
DOC
$14.5B
$1.86M 0.04%
46,396
+14,368
+45% +$570K
ROP icon
379
Roper Technologies
ROP
$39.9B
$1.84M 0.04%
11,712
+193
+2% +$29.6K
PCP
380
DELISTED
PRECISION CASTPARTS CORP
PCP
$1.82M 0.04%
7,588
+3,294
+77% +$760K
LECO icon
381
Lincoln Electric
LECO
$15.1B
$1.81M 0.04%
26,222
+936
+4% +$65.4K
VFC icon
382
VF Corp
VFC
$5.87B
$1.81M 0.04%
25,694
+309
+1% +$20.4K
TWTR
383
DELISTED
Twitter, Inc.
TWTR
$1.81M 0.04%
50,468
+5,761
+13% +$245K
MORT icon
384
VanEck Mortgage REIT Income ETF
MORT
$367M
$1.8M 0.04%
74,441
+41,512
+126% +$1.02M
ARR
385
Armour Residential REIT
ARR
$2.33B
$1.8M 0.04%
12,231
+1,127
+10% +$176K
CHRW icon
386
C.H. Robinson
CHRW
$17.4B
$1.79M 0.04%
23,956
-19,667
-45% -$1.4M
LUV icon
387
Southwest Airlines
LUV
$22.2B
$1.79M 0.04%
42,147
+7,672
+22% +$286K
XLB icon
388
State Street Materials Select Sector SPDR ETF
XLB
$8.68B
$1.79M 0.04%
73,554
-479,334
-87% -$11.6M
AOM icon
389
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1.79M 0.04%
50,788
+2,184
+4% +$76.6K
DBA icon
390
Invesco DB Agriculture Fund
DBA
$1.24B
$1.77M 0.04%
71,172
-5,617
-7% -$144K
TMO icon
391
Thermo Fisher Scientific
TMO
$220B
$1.77M 0.04%
14,133
-8,417
-37% -$1.02M
CNI icon
392
Canadian National Railway
CNI
$75.8B
$1.76M 0.04%
25,524
+15,101
+145% +$1.03M
JWN
393
DELISTED
Nordstrom
JWN
$1.76M 0.04%
22,149
+7,043
+47% +$517K
SDOG icon
394
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.76M 0.04%
46,175
-4,862
-10% -$184K
MGC icon
395
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$1.76M 0.04%
25,002
+9,515
+61% +$654K
JPC icon
396
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$1.75M 0.04%
183,435
-31,041
-14% -$289K
NOV icon
397
NOV
NOV
$7.31B
$1.75M 0.04%
26,740
-681
-2% -$47.4K
AOS icon
398
A.O. Smith
AOS
$8.48B
$1.75M 0.04%
63,290
-468
-0.7% -$12.2K
SLXP
399
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$1.75M 0.04%
15,238
-8,461
-36% -$1.02M
CTAS icon
400
Cintas
CTAS
$80.9B
$1.75M 0.04%
91,796
-4,364
-5% -$78.8K
14 15
16
17 18

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.