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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SI
376
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$1.32M 0.04%
9,804
+1,295
+15% +$170K
CIT
377
DELISTED
CIT Group Inc.
CIT
$1.32M 0.04%
27,018
+993
+4% +$48.4K
TFI icon
378
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.3M 0.04%
28,072
+3,027
+12% +$140K
BBH icon
379
VanEck Biotech ETF
BBH
$427M
$1.3M 0.04%
14,260
+1,873
+15% +$182K
UAA icon
380
Under Armour
UAA
$2.5B
$1.29M 0.04%
45,164
+9,104
+25% +$238K
EMLP icon
381
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$1.29M 0.04%
53,152
+4,027
+8% +$95.5K
AMT icon
382
American Tower
AMT
$78.8B
$1.29M 0.04%
15,734
-418
-3% -$34.1K
OKS
383
DELISTED
Oneok Partners LP
OKS
$1.29M 0.04%
24,007
+2,671
+13% +$142K
VV icon
384
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$1.28M 0.04%
14,938
+4,444
+42% +$375K
FDL icon
385
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$1.27M 0.04%
56,533
-17,227
-23% -$376K
J icon
386
Jacobs Solutions
J
$17.2B
$1.27M 0.04%
24,211
+13
+0.1% +$670
HST icon
387
Host Hotels & Resorts
HST
$15.5B
$1.27M 0.04%
62,805
+2,577
+4% +$49.9K
UIL
388
DELISTED
UIL HOLDINGS
UIL
$1.27M 0.04%
34,535
-510
-1% -$19.2K
ETN icon
389
Eaton
ETN
$173B
$1.27M 0.04%
16,895
-1,773
-9% -$131K
FDN icon
390
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
$1.27M 0.04%
21,459
+278
+1% +$17.1K
NSC icon
391
Norfolk Southern
NSC
$75B
$1.26M 0.04%
13,002
+383
+3% +$35.5K
PNC icon
392
PNC Financial Services
PNC
$100B
$1.25M 0.04%
14,437
+117
+0.8% +$9.55K
SDRL
393
DELISTED
Seadrill Limited Common Stock
SDRL
$1.25M 0.04%
133
-6
-4% -$59K
LO
394
DELISTED
LORILLARD INC COM STK
LO
$1.25M 0.04%
23,163
+3,366
+17% +$169K
SRC
395
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.25M 0.04%
25,379
-1,924
-7% -$92K
IXN icon
396
iShares Global Tech ETF
IXN
$9.17B
$1.25M 0.04%
88,638
-6,222
-7% -$85.9K
VPU
397
Vanguard Utilities ETF
VPU
$8.35B
$1.25M 0.04%
13,766
-5,333
-28% -$460K
NKE icon
398
Nike
NKE
$62.5B
$1.24M 0.04%
33,682
-1,298
-4% -$49.1K
AGC
399
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$1.24M 0.04%
163,636
-1,986
-1% -$15.1K
RWR icon
400
State Street SPDR Dow Jones REIT ETF
RWR
$1.87B
$1.23M 0.04%
15,748
+1,800
+13% +$136K
14 15
16
17 18

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.