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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGC
376
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$1.1M 0.04%
159,062
-8,247
-5% -$57.4K
WU icon
377
Western Union
WU
$2.16B
$1.1M 0.04%
59,210
+7,695
+15% +$138K
PSEC icon
378
Prospect Capital
PSEC
$1.14B
$1.1M 0.04%
98,430
+2,277
+2% +$25.3K
J icon
379
Jacobs Solutions
J
$17.1B
$1.09M 0.04%
22,622
+3,624
+19% +$176K
PGF icon
380
Invesco Financial Preferred ETF
PGF
$669M
$1.08M 0.04%
63,275
-8,253
-12% -$143K
EUO icon
381
ProShares UltraShort Euro
EUO
$33.2M
$1.08M 0.04%
59,834
+5,198
+10% +$96.2K
RTN
382
DELISTED
Raytheon Company
RTN
$1.08M 0.04%
13,881
-17
-0.1% -$1.26K
FXD icon
383
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$1.08M 0.04%
38,313
+2,585
+7% +$74.4K
PNC icon
384
PNC Financial Services
PNC
$101B
$1.08M 0.04%
14,865
+507
+4% +$37.8K
USIG icon
385
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$1.07M 0.04%
20,012
-15,410
-44% -$823K
CVY icon
386
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.07M 0.04%
45,203
+21,426
+90% +$509K
CRI icon
387
Carter's
CRI
$1.49B
$1.07M 0.04%
14,116
+866
+7% +$63.3K
MIDU icon
388
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.3M
$1.06M 0.04%
79,535
-42,355
-35% -$538K
GDX icon
389
VanEck Gold Miners ETF
GDX
$27.2B
$1.06M 0.04%
42,420
-153,291
-78% -$4.08M
BIV icon
390
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.06M 0.04%
13,520
-2,906
-18% -$241K
MXI icon
391
iShares Global Materials ETF
MXI
$361M
$1.06M 0.04%
17,654
-6,883
-28% -$397K
EWX icon
392
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$695M
$1.05M 0.04%
23,192
+2,017
+10% +$90.5K
AES icon
393
AES
AES
$10.5B
$1.05M 0.04%
78,920
+201
+0.3% +$2.58K
MET icon
394
MetLife
MET
$62.2B
$1.05M 0.04%
25,021
+3,008
+14% +$130K
SPIB icon
395
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.04M 0.04%
30,845
-6,172
-17% -$207K
KSU
396
DELISTED
Kansas City Southern
KSU
$1.04M 0.04%
9,489
-3,000
-24% -$330K
BKNG icon
397
Booking.com
BKNG
$158B
$1.04M 0.04%
25,450
-400
-2% -$15K
EQT icon
398
EQT Corp
EQT
$33.3B
$1.04M 0.04%
21,557
+10,515
+95% +$488K
IXP icon
399
iShares Global Comm Services ETF
IXP
$571M
$1.04M 0.04%
16,185
-1,117
-6% -$68.9K
ULQ
400
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1.04M 0.04%
20,698
+20,154
+3,705% +$1.01M
14 15
16
17 18

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.