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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRF icon
3926
VanEck Brazil Small-Cap ETF
BRF
$20.1M
$23K ﹤0.01%
975
– –
CDXS icon
3927
Codexis
CDXS
$171M
$23K ﹤0.01%
1,735
-1,628
-48% -$25.6K
CNXN icon
3928
PC Connection
CNXN
$2.05B
$23K ﹤0.01%
600
-51
-8% -$1.81K
ESE icon
3929
ESCO Technologies
ESE
$7.92B
$23K ﹤0.01%
285
-7
-2% -$556
FITE
3930
State Street SPDR S&P Kensho Future Security ETF
FITE
$160M
$23K ﹤0.01%
609
-92
-13% -$3.46K
GLTR icon
3931
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.69B
$23K ﹤0.01%
308
-149
-33% -$10.7K
LAUR icon
3932
Laureate Education
LAUR
$5.18B
$23K ﹤0.01%
1,395
+826
+145% +$13.9K
NDLS icon
3933
Noodles & Co
NDLS
$107M
$23K ﹤0.01%
513
– –
NPK icon
3934
National Presto Industries
NPK
$1B
$23K ﹤0.01%
258
– –
PPTY
3935
US Diversified Real Estate ETF
PPTY
$25.5M
$23K ﹤0.01%
700
– –
SHG icon
3936
Shinhan Financial Group
SHG
$35.4B
$23K ﹤0.01%
660
+600
+1,000% +$21.3K
SIMS icon
3937
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.75M
$23K ﹤0.01%
757
– –
SJT
3938
San Juan Basin Royalty Trust
SJT
$131M
$23K ﹤0.01%
7,646
-3,468
-31% -$9.99K
SYNA icon
3939
Synaptics
SYNA
$4.25B
$23K ﹤0.01%
570
-174
-23% -$5.87K
TEX icon
3940
Terex
TEX
$7.76B
$23K ﹤0.01%
887
-256
-22% -$7.04K
UST icon
3941
ProShares Ultra 7-10 Year Treasury
UST
$13.8M
$23K ﹤0.01%
+356
New +$22.7K
WOR icon
3942
Worthington Enterprises
WOR
$2.87B
$23K ﹤0.01%
1,028
+254
+33% +$5.89K
EQIN
3943
Columbia U.S. Equity Income ETF
EQIN
$317M
$23K ﹤0.01%
+800
New +$22.1K
ROIC
3944
DELISTED
Retail Opportunity Investments Corp.
ROIC
$23K ﹤0.01%
1,207
-314
-21% -$5.63K
IMGN
3945
DELISTED
Immunogen Inc
IMGN
$23K ﹤0.01%
9,663
+2,986
+45% +$7.93K
FRBK
3946
DELISTED
Republic First Bancorp Inc
FRBK
$23K ﹤0.01%
5,576
+800
+17% +$3.48K
IDHD
3947
DELISTED
Invesco S&P International Developed High Dividend Low Volatility ETF
IDHD
$23K ﹤0.01%
815
+80
+11% +$2.23K
DS
3948
DELISTED
Drive Shack Inc.
DS
$23K ﹤0.01%
5,197
+200
+4% +$942
ANH
3949
DELISTED
Anworth Mortgage Asset Corporation
ANH
$23K ﹤0.01%
7,110
+1,903
+37% +$6.8K
GULF
3950
DELISTED
WisdomTree Middle East Dividend Fund
GULF
$23K ﹤0.01%
1,150
-1,562
-58% -$31.8K
156 157
158
159 160

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.