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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESE icon
3901
ESCO Technologies
ESE
$7.79B
$16K ﹤0.01%
264
– –
EUFN icon
3902
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$16K ﹤0.01%
672
-19,831
-97% -$459K
GIC icon
3903
Global Industrial
GIC
$1.49B
$16K ﹤0.01%
500
+400
+400% +$11.8K
ISRA icon
3904
VanEck Israel ETF
ISRA
$163M
$16K ﹤0.01%
511
-1,490
-74% -$44.2K
HAPN
3905
Happen Inc
HAPN
$2.27B
$16K ﹤0.01%
760
+660
+660% +$16.4K
LOB icon
3906
Live Oak Bancshares
LOB
$2.01B
$16K ﹤0.01%
691
– –
MBWM icon
3907
Mercantile Bank Corp
MBWM
$1.06B
$16K ﹤0.01%
432
+136
+46% +$4.89K
MEDP icon
3908
Medpace
MEDP
$16.2B
$16K ﹤0.01%
444
-3
-0.7% -$105
NOG icon
3909
Northern Oil and Gas
NOG
$2.61B
$16K ﹤0.01%
760
+82
+12% +$991
OI icon
3910
O-I Glass
OI
$1.05B
$16K ﹤0.01%
724
-957
-57% -$22.8K
PHDG icon
3911
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$16K ﹤0.01%
578
– –
PSR icon
3912
Invesco Active US Real Estate Fund
PSR
$59.9M
$16K ﹤0.01%
200
– –
ROCK icon
3913
Gibraltar Industries
ROCK
$1.45B
$16K ﹤0.01%
491
+208
+73% +$6.65K
ECHO
3914
EchoStar
ECHO
$26.6B
$16K ﹤0.01%
337
+207
+159% +$9.61K
SID icon
3915
Companhia Siderúrgica Nacional
SID
$1.19B
$16K ﹤0.01%
6,520
-274
-4% -$707
TILE icon
3916
Interface
TILE
$2.24B
$16K ﹤0.01%
664
+1
+0.2% +$23
VIPS icon
3917
Vipshop
VIPS
$6.8B
$16K ﹤0.01%
1,300
+1,254
+2,726% +$11.1K
VUZI icon
3918
Vuzix
VUZI
$220M
$16K ﹤0.01%
+2,550
New +$14.8K
WSR
3919
DELISTED
Whitestone REIT
WSR
$16K ﹤0.01%
1,146
– –
ROIC
3920
DELISTED
Retail Opportunity Investments Corp.
ROIC
$16K ﹤0.01%
773
+128
+20% +$2.46K
CCLP
3921
DELISTED
CSI Compressco LP
CCLP
$16K ﹤0.01%
2,921
-500
-15% -$2.6K
CBAY
3922
DELISTED
Cymabay Therapeutics
CBAY
$16K ﹤0.01%
1,735
– –
GPP
3923
DELISTED
Green Plains Partners LP
GPP
$16K ﹤0.01%
871
+515
+145% +$9.88K
VRTV
3924
DELISTED
VERITIV CORPORATION
VRTV
$16K ﹤0.01%
570
+120
+27% +$3.48K
VIVO
3925
DELISTED
Meridian Bioscience Inc
VIVO
$16K ﹤0.01%
1,091
– –
155 156
157
158 159

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.