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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WVVI icon
3901
Willamette Valley Vineyards
WVVI
$12M
$10K ﹤0.01%
1,265
+500
+65% +$4.05K
TCS
3902
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$10K ﹤0.01%
100
-47
-32% -$4.06K
TRTN
3903
DELISTED
Triton International Limited
TRTN
$10K ﹤0.01%
613
+3
+0.5% +$48
GLOP
3904
DELISTED
GASLOG PARTNERS LP
GLOP
$10K ﹤0.01%
500
– –
DDF
3905
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$10K ﹤0.01%
1,000
– –
CDR
3906
DELISTED
Cedar Realty Trust, Inc
CDR
$10K ﹤0.01%
+227
New +$9.85K
VCRA
3907
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$10K ﹤0.01%
487
-56
-10% -$999
QADB
3908
DELISTED
QAD Inc. Class B
QADB
$10K ﹤0.01%
378
– –
BPFH
3909
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$10K ﹤0.01%
578
-217
-27% -$3.14K
HCR
3910
DELISTED
Hi-Crush Inc. Common Stock
HCR
$10K ﹤0.01%
480
-2,000
-81% -$34.8K
BDCL
3911
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$10K ﹤0.01%
530
– –
SRCI
3912
DELISTED
SRC Energy Inc
SRCI
$10K ﹤0.01%
1,089
+178
+20% +$1.45K
ASNA
3913
DELISTED
Ascena Retail Group, Inc.
ASNA
$10K ﹤0.01%
84
-47
-36% -$5.68K
XOXO
3914
DELISTED
Xo Group Inc
XOXO
$10K ﹤0.01%
500
– –
CUDA
3915
DELISTED
Barracuda Networks, Inc.
CUDA
$10K ﹤0.01%
479
+250
+109% +$5.84K
LDR
3916
DELISTED
Landauer Inc
LDR
$10K ﹤0.01%
201
+1
+0.5% +$47
DGAS
3917
DELISTED
Delta Natural Gas Co Inc
DGAS
$10K ﹤0.01%
336
+136
+68% +$3.45K
AMT.PRA
3918
DELISTED
American Tower Corporation
AMT.PRA
$10K ﹤0.01%
100
– –
IL
3919
DELISTED
IntraLinks Holdings Inc.
IL
$10K ﹤0.01%
+739
New +$8.24K
MNE
3920
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$10K ﹤0.01%
725
– –
SGF
3921
DELISTED
Aberdeen Singapore Fund
SGF
$10K ﹤0.01%
1,200
– –
FPT
3922
DELISTED
Federated Premier Intermediate M
FPT
$10K ﹤0.01%
800
– –
GSC
3923
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$10K ﹤0.01%
443
– –
AAON icon
3924
Aaon
AAON
$7.23B
$9K ﹤0.01%
419
+84
+25% +$1.75K
ABG icon
3925
Asbury Automotive
ABG
$3.78B
$9K ﹤0.01%
136
– –
155 156
157
158 159

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.