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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRPM icon
3876
Invesco S&P MidCap 400 GARP ETF
GRPM
$509M
$25K ﹤0.01%
400
-196
-33% -$12.3K
GRPN icon
3877
Groupon
GRPN
$875M
$25K ﹤0.01%
468
-3
-0.6% -$176
INVA icon
3878
Innoviva
INVA
$1.53B
$25K ﹤0.01%
2,334
-229
-9% -$2.74K
KELYA icon
3879
Kelly Services Class A
KELYA
$558M
$25K ﹤0.01%
1,020
-2
-0.2% -$52
KEMQ icon
3880
KraneShares Public-Private Emerging Markets Internet and Technology ETF
KEMQ
$26.2M
$25K ﹤0.01%
1,130
– –
NETL icon
3881
Colterpoint Net Lease Real Estate ETF
NETL
$53.9M
$25K ﹤0.01%
900
– –
NRC icon
3882
NRC Health Common Stock
NRC
$469M
$25K ﹤0.01%
439
– –
OBDC icon
3883
Blue Owl Capital
OBDC
$5.78B
$25K ﹤0.01%
+1,600
New +$25.6K
PFIG icon
3884
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$25K ﹤0.01%
968
+550
+132% +$14.4K
RGNX icon
3885
Regenxbio
RGNX
$711M
$25K ﹤0.01%
700
+300
+75% +$12.2K
WT icon
3886
WisdomTree
WT
$3.46B
$25K ﹤0.01%
4,752
-883
-16% -$4.99K
CAMP
3887
DELISTED
CalAmp Corp.
CAMP
$25K ﹤0.01%
92
-45
-33% -$11.1K
NM
3888
DELISTED
Navios Maritime Holdings Inc.
NM
$25K ﹤0.01%
5,300
+1,000
+23% +$5.28K
BICK
3889
DELISTED
First Trust BICK Index Fund
BICK
$25K ﹤0.01%
973
-9,337
-91% -$242K
BPMP
3890
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$25K ﹤0.01%
1,685
+28
+2% +$424
GNMK
3891
DELISTED
GenMark Diagnostics, Inc
GNMK
$25K ﹤0.01%
4,195
– –
JCP
3892
DELISTED
J.C. Penney Company, Inc.
JCP
$25K ﹤0.01%
27,407
+147
+0.5% +$123
CARO
3893
DELISTED
Carolina Financial Corp.
CARO
$25K ﹤0.01%
700
-82
-10% -$2.86K
JHMS
3894
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
$25K ﹤0.01%
843
– –
BBAX icon
3895
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.75B
$24K ﹤0.01%
487
+158
+48% +$8.03K
BZH icon
3896
Beazer Homes USA
BZH
$872M
$24K ﹤0.01%
1,593
+43
+3% +$518
CHEF icon
3897
Chefs' Warehouse
CHEF
$4.45B
$24K ﹤0.01%
572
-291
-34% -$10.9K
DNL icon
3898
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$504M
$24K ﹤0.01%
836
-1,088
-57% -$31.4K
EB
3899
DELISTED
Eventbrite
EB
$24K ﹤0.01%
1,343
-1,633
-55% -$28.6K
ESSA
3900
DELISTED
ESSA Bancorp
ESSA
$24K ﹤0.01%
1,478
+116
+9% +$1.78K
154 155
156
157 158

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.