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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFO
3826
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$27K ﹤0.01%
2,202
-779
-26% -$9.45K
SACH
3827
Sachem Capital Corp
SACH
$37.9M
$27K ﹤0.01%
5,832
-25,247
-81% -$125K
SENS icon
3828
Senseonics Holdings Inc
SENS
$413M
$27K ﹤0.01%
1,327
+600
+83% +$14.5K
TCBI icon
3829
Texas Capital Bancshares
TCBI
$4.39B
$27K ﹤0.01%
479
-66
-12% -$3.76K
TDS icon
3830
Telephone and Data Systems
TDS
$4.05B
$27K ﹤0.01%
1,061
-157
-13% -$4.38K
VEGI icon
3831
iShares MSCI Agriculture Producers ETF
VEGI
$147M
$27K ﹤0.01%
1,000
– –
VRIG icon
3832
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$27K ﹤0.01%
+1,068
New +$26.6K
TWOU
3833
DELISTED
2U Inc
TWOU
$27K ﹤0.01%
56
+18
+47% +$12.9K
HALL
3834
DELISTED
Hallmark Financial Services, Inc.
HALL
$27K ﹤0.01%
143
+142
+14,200% +$23.4K
HVBC
3835
DELISTED
HV Bancorp, Inc. Common Stock
HVBC
$27K ﹤0.01%
1,800
– –
SRLP
3836
DELISTED
SPRAGUE RESOURCES LP
SRLP
$27K ﹤0.01%
1,500
– –
SMED
3837
DELISTED
Sharps Compliance Corp
SMED
$27K ﹤0.01%
6,515
-778
-11% -$2.94K
ESBK
3838
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$27K ﹤0.01%
1,890
– –
GWB
3839
DELISTED
Great Western Bancorp, Inc.
GWB
$27K ﹤0.01%
811
-134
-14% -$4.32K
BMCH
3840
DELISTED
BMC Stock Holdings, Inc
BMCH
$27K ﹤0.01%
1,114
+289
+35% +$6.89K
MVIN
3841
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
$27K ﹤0.01%
614
– –
SRF
3842
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$27K ﹤0.01%
4,354
+536
+14% +$3.44K
ORG
3843
DELISTED
The Organics ETF
ORG
$27K ﹤0.01%
1,121
-200
-15% -$4.93K
ESGF
3844
DELISTED
Invesco Global ESG Revenue ETF
ESGF
$27K ﹤0.01%
930
– –
AGX icon
3845
Argan
AGX
$8.11B
$26K ﹤0.01%
650
– –
ALRM icon
3846
Alarm.com
ALRM
$2.73B
$26K ﹤0.01%
571
-360
-39% -$17.6K
FBNC icon
3847
First Bancorp
FBNC
$2.74B
$26K ﹤0.01%
714
-359
-33% -$12.9K
FLQS icon
3848
Franklin US Small Cap Multifactor Index ETF
FLQS
$53.2M
$26K ﹤0.01%
930
– –
GLNG icon
3849
Golar LNG
GLNG
$5.34B
$26K ﹤0.01%
2,001
+417
+26% +$6.13K
HI
3850
DELISTED
Hillenbrand
HI
$26K ﹤0.01%
837
+48
+6% +$1.52K
152 153
154
155 156

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.