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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.75%
2 Financials 5.93%
3 Healthcare 4.22%
4 Industrials 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
3826
DELISTED
Drive Shack Inc.
DS
$22K ﹤0.01%
5,481
-666
-11% -$3.29K
ENDP
3827
DELISTED
Endo International plc
ENDP
$22K ﹤0.01%
3,096
-150
-5% -$2.06K
SAFM
3828
DELISTED
Sanderson Farms Inc
SAFM
$22K ﹤0.01%
217
+150
+224% +$15.3K
OTTW
3829
DELISTED
Ottawa Bancorp, Inc. Common Stock
OTTW
$22K ﹤0.01%
1,668
– –
QTNA
3830
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
$22K ﹤0.01%
1,527
-218
-12% -$3.46K
WFT
3831
DELISTED
Weatherford International plc
WFT
$22K ﹤0.01%
39,623
-1,187
-3% -$1.55K
ARCO icon
3832
Arcos Dorados Holdings
ARCO
$1.67B
$21K ﹤0.01%
2,708
+11
+0.4% +$78
BFS
3833
Saul Centers
BFS
$860M
$21K ﹤0.01%
432
+18
+4% +$922
BL icon
3834
BlackLine
BL
$1.77B
$21K ﹤0.01%
498
+244
+96% +$10.4K
CDP icon
3835
COPT Defense Properties
CDP
$4.19B
$21K ﹤0.01%
964
+709
+278% +$18K
CFBK icon
3836
CF Bankshares
CFBK
$234M
$21K ﹤0.01%
1,818
– –
EP.PRC icon
3837
El Paso Energy Capital Trust I
EP.PRC
$222M
$21K ﹤0.01%
507
– –
FOLD
3838
DELISTED
Amicus Therapeutics
FOLD
$21K ﹤0.01%
2,131
– –
HURN icon
3839
Huron Consulting
HURN
$2.42B
$21K ﹤0.01%
+393
New +$20K
PFO
3840
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$21K ﹤0.01%
2,035
– –
SLP icon
3841
Simulations Plus
SLP
$371M
$21K ﹤0.01%
1,077
-243
-18% -$4.8K
SSTI icon
3842
SoundThinking
SSTI
$80.3M
$21K ﹤0.01%
675
-350
-34% -$13.1K
STKL
3843
DELISTED
SunOpta
STKL
$21K ﹤0.01%
5,555
+500
+10% +$2.85K
TAL icon
3844
TAL Education Group
TAL
$6.46B
$21K ﹤0.01%
800
– –
UNFI icon
3845
United Natural Foods
UNFI
$2.93B
$21K ﹤0.01%
2,037
-1,614
-44% -$33.9K
UWM icon
3846
ProShares Ultra Russell2000
UWM
$251M
$21K ﹤0.01%
804
-4,708
-85% -$155K
CLRG
3847
DELISTED
IndexIQ ETF Trust IQ U.S. Large Cap ETF
CLRG
$21K ﹤0.01%
1,006
– –
FIHD
3848
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
$21K ﹤0.01%
+147
New +$23.2K
LMST
3849
DELISTED
Limestone Bancorp, Inc. Common Stock
LMST
$21K ﹤0.01%
1,520
– –
ANH
3850
DELISTED
Anworth Mortgage Asset Corporation
ANH
$21K ﹤0.01%
5,207
+1,010
+24% +$4.44K
152 153
154
155 156

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.