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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSLT
3826
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
$19K ﹤0.01%
+5,000
New +$20K
LMRK
3827
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$19K ﹤0.01%
1,042
+21
+2% +$365
MDP
3828
DELISTED
Meredith Corporation
MDP
$19K ﹤0.01%
284
+1
+0.4% +$60
LMNX
3829
DELISTED
Luminex Corp
LMNX
$19K ﹤0.01%
930
+839
+922% +$17.5K
CNXM
3830
DELISTED
CNX Midstream Partners LP
CNXM
$19K ﹤0.01%
1,111
-1,100
-50% -$18.3K
TTPH
3831
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$19K ﹤0.01%
150
– –
EMES
3832
DELISTED
Emerge Energy Services LP
EMES
$19K ﹤0.01%
2,712
-5,500
-67% -$43K
BOJA
3833
DELISTED
Bojangles', Inc. Common Stock
BOJA
$19K ﹤0.01%
1,591
+370
+30% +$4.67K
DM
3834
DELISTED
Dominion Energy Midstream Ptr LP
DM
$19K ﹤0.01%
611
+1
+0.2% +$31
CPLA
3835
DELISTED
Capella Education Company
CPLA
$19K ﹤0.01%
250
– –
PLM
3836
DELISTED
PolyMet Mining Corp.
PLM
$19K ﹤0.01%
2,174
-796
-27% -$5.15K
EMCG
3837
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$19K ﹤0.01%
700
– –
AGYS icon
3838
Agilysys
AGYS
$3.25B
$18K ﹤0.01%
1,500
– –
AXTI icon
3839
AXT Inc
AXTI
$5.07B
$18K ﹤0.01%
2,088
-19,462
-90% -$178K
BRFS
3840
DELISTED
BRF SA
BRFS
$18K ﹤0.01%
1,613
-1,228
-43% -$15.7K
DBJP icon
3841
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$726M
$18K ﹤0.01%
404
+176
+77% +$7.56K
CHRN
3842
ChronoScale Holdings
CHRN
$2.99B
$18K ﹤0.01%
38
-24
-39% -$10K
ENX
3843
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$18K ﹤0.01%
1,500
– –
MVIS icon
3844
Microvision
MVIS
$89.7M
$18K ﹤0.01%
753
– –
OKTA icon
3845
Okta
OKTA
$26.9B
$18K ﹤0.01%
700
– –
PST icon
3846
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$18K ﹤0.01%
846
-672
-44% -$14.4K
RDOG icon
3847
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$18K ﹤0.01%
408
-320
-44% -$14.4K
SCHL icon
3848
Scholastic
SCHL
$784M
$18K ﹤0.01%
469
-11
-2% -$427
SHYF
3849
DELISTED
The Shyft Group
SHYF
$18K ﹤0.01%
1,100
– –
SOYB icon
3850
Teucrium Soybean Fund
SOYB
$60.5M
$18K ﹤0.01%
1,000
– –
152 153
154
155 156

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.