We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RUSHA icon
3801
Rush Enterprises Class A
RUSHA
$9.6B
$28K ﹤0.01%
1,645
– –
SHYF
3802
DELISTED
The Shyft Group
SHYF
$28K ﹤0.01%
2,100
– –
SNPE icon
3803
Xtrackers S&P 500 ESG ETF
SNPE
$2.79B
$28K ﹤0.01%
+1,120
New +$28.6K
TECL icon
3804
Direxion Daily Technology Bull 3x ETF
TECL
$6.39B
$28K ﹤0.01%
1,650
– –
THFF icon
3805
First Financial Corp
THFF
$976M
$28K ﹤0.01%
651
-135
-17% -$5.61K
VIPS icon
3806
Vipshop
VIPS
$6.81B
$28K ﹤0.01%
3,108
-846
-21% -$6.92K
VNCE icon
3807
Vince Holding Corp
VNCE
$80.9M
$28K ﹤0.01%
1,500
– –
XWEB
3808
DELISTED
SPDR S&P Internet ETF
XWEB
$28K ﹤0.01%
356
-8,353
-96% -$711K
PBFX
3809
DELISTED
PBF LOGISTICS LP
PBFX
$28K ﹤0.01%
1,329
+1,050
+376% +$22.1K
CYBE
3810
DELISTED
Cyberoptics Corp
CYBE
$28K ﹤0.01%
1,975
+320
+19% +$4.4K
LMRK
3811
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$28K ﹤0.01%
1,542
+27
+2% +$445
AT
3812
DELISTED
Atlantic Power Corporation
AT
$28K ﹤0.01%
12,234
-447
-4% -$1.07K
DUC
3813
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$28K ﹤0.01%
3,098
+13
+0.4% +$115
GLBY
3814
DELISTED
WisdomTree Yield Enhanced Global Aggregate Bond Fund
GLBY
$28K ﹤0.01%
+1,006
New +$27.6K
WPG
3815
DELISTED
Washington Prime Group Inc.
WPG
$28K ﹤0.01%
774
+103
+15% +$3.39K
AAON icon
3816
Aaon
AAON
$7.24B
$27K ﹤0.01%
866
-51
-6% -$1.65K
AMC icon
3817
AMC Entertainment Holdings
AMC
$2.23B
$27K ﹤0.01%
253
– –
APAM icon
3818
Artisan Partners
APAM
$2.99B
$27K ﹤0.01%
956
-553
-37% -$15.5K
CCS icon
3819
Century Communities
CCS
$2.01B
$27K ﹤0.01%
895
+880
+5,867% +$24.5K
CPRI icon
3820
Capri Holdings
CPRI
$1.74B
$27K ﹤0.01%
817
-18
-2% -$577
EMDV icon
3821
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.37M
$27K ﹤0.01%
485
+7
+1% +$396
FIX icon
3822
Comfort Systems
FIX
$62.4B
$27K ﹤0.01%
605
-226
-27% -$9.85K
MEI icon
3823
Methode Electronics
MEI
$608M
$27K ﹤0.01%
786
-2,291
-74% -$69.4K
MSBI icon
3824
Midland States Bancorp
MSBI
$693M
$27K ﹤0.01%
1,038
– –
PAC icon
3825
Grupo Aeroportuario del Pacifico
PAC
$12.3B
$27K ﹤0.01%
279
+54
+24% +$5.27K
151 152
153
154 155

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.