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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$13.1B
AUM Growth
+$1.99B
Cap. Flow
+$678M
Cap. Flow %
5.18%
Top 10 Hldgs %
14.09%
Holding
5,585
New
190
Increased
2,536
Reduced
1,656
Closed
223

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$78.1M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$52.5M
3
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$33.2M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$32.5M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$31M

Top Sells

Rank Stock Value
1
HDV
iShares Core High Dividend ETF
HDV
+$50.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$42.7M
3
TTE icon
TotalEnergies
TTE
+$38.4M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$30.6M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$28.6M

Sector Composition

Rank Sector Weight
1 Technology 7.33%
2 Financials 5.72%
3 Industrials 4.3%
4 Healthcare 4.03%
5 Consumer Discretionary 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLP
3801
DELISTED
SPRAGUE RESOURCES LP
SRLP
$28K ﹤0.01%
1,500
-100
-6% -$1.74K
MNTX
3802
DELISTED
Manitex International, Inc.
MNTX
$28K ﹤0.01%
3,680
– –
BE icon
3803
Bloom Energy
BE
$67.7B
$27K ﹤0.01%
2,173
+1,846
+565% +$22.6K
CELC icon
3804
Celcuity
CELC
$4.49B
$27K ﹤0.01%
1,250
– –
EPR.PRC icon
3805
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$27K ﹤0.01%
850
-200
-19% -$5.99K
GAA icon
3806
Cambria Global Asset Allocation ETF
GAA
$74.7M
$27K ﹤0.01%
1,022
– –
HFBL icon
3807
Home Federal Bancorp
HFBL
$73M
$27K ﹤0.01%
1,964
– –
LRFC
3808
DELISTED
Logan Ridge Finance Corp
LRFC
$27K ﹤0.01%
579
+133
+30% +$6.45K
MTNB icon
3809
Matinas BioPharma
MTNB
$1.5M
$27K ﹤0.01%
500
– –
PAG icon
3810
Penske Automotive Group
PAG
$14.4B
$27K ﹤0.01%
593
-200
-25% -$8.86K
OLOX
3811
Olenox Industries
OLOX
$3.7M
– –
0
– –
SID icon
3812
Companhia Siderúrgica Nacional
SID
$1.17B
$27K ﹤0.01%
6,520
-30
-0.5% -$95
TCI icon
3813
Transcontinental Realty Investors
TCI
$315M
$27K ﹤0.01%
841
– –
UMBF icon
3814
UMB Financial
UMBF
$11.5B
$27K ﹤0.01%
429
-40
-9% -$2.64K
SAFM
3815
DELISTED
Sanderson Farms Inc
SAFM
$27K ﹤0.01%
205
-12
-6% -$1.44K
BPMP
3816
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$27K ﹤0.01%
1,883
+24
+1% +$382
VRS
3817
DELISTED
Verso Corporation
VRS
$27K ﹤0.01%
1,270
+75
+6% +$1.73K
ONDK
3818
DELISTED
On Deck Capital, Inc.
ONDK
$27K ﹤0.01%
5,000
+3,424
+217% +$21.7K
CARO
3819
DELISTED
Carolina Financial Corp.
CARO
$27K ﹤0.01%
782
+65
+9% +$2.25K
DF
3820
DELISTED
Dean Foods Company
DF
$27K ﹤0.01%
8,989
– –
RTEC
3821
DELISTED
Rudolph Technologies Inc
RTEC
$27K ﹤0.01%
1,214
-19
-2% -$417
FRAK
3822
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$27K ﹤0.01%
215
+200
+1,333% +$24.7K
DOD
3823
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$27K ﹤0.01%
1,058
+200
+23% +$4.87K
ESGF
3824
DELISTED
Oppenheimer Global ESG Revenue ETF
ESGF
$27K ﹤0.01%
930
+14
+2% +$406
ADUS icon
3825
Addus HomeCare
ADUS
$2.17B
$26K ﹤0.01%
416
+45
+12% +$2.89K
151 152
153
154 155

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Ladenburg Thalmann Financial Services held 5,585 positions worth $13.1B, up 18% from $11.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $678M of net new capital in Q1 2019, opening 190 new positions and adding to 2,536 existing holdings. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 6.7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core High Dividend ETF, an estimated $50.3M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2019 buy was Innovator US Equity Power Buffer ETF January: 43,882 shares worth $1.18M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $78.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2019 reduction was iShares Core High Dividend ETF, cutting an estimated $50.3M.
  • Ladenburg Thalmann Financial Services fully exited Apptio, Inc. Class A Common Stock in Q1 2019, selling an estimated $4.91M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $13.1B portfolio in Q1 2019.
  • Ladenburg Thalmann Financial Services opened 190 new positions and closed 223 in Q1 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 18% quarter-over-quarter to $13.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2019, filed 15 May 2019.