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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMT icon
3776
Kennametal
KMT
$2.41B
– –
-1
Closed –
KOS icon
3777
Kosmos Energy
KOS
$1.49B
$0 ﹤0.01%
+38
New +$407
KRC icon
3778
Kilroy Realty
KRC
$4.32B
$0 ﹤0.01%
9
– –
KTF
3779
DWS Municipal Income Trust
KTF
$352M
– –
-862
Closed -$11K
LEN.B icon
3780
Lennar Class B
LEN.B
$20.2B
$0 ﹤0.01%
11
– –
LEO
3781
BNY Mellon Strategic Municipals
LEO
$387M
– –
-6,900
Closed -$53K
LODE icon
3782
Comstock
LODE
$247M
– –
-19
Closed -$9K
MAG
3783
DELISTED
MAG Silver
MAG
$0 ﹤0.01%
6
– –
MASI
3784
DELISTED
Masimo
MASI
– –
-1
Closed –
MFM
3785
Aberdeen Municipal Income Fund
MFM
$222M
– –
-2,125
Closed -$14K
MHN
3786
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-2,386
Closed -$31K
MRC
3787
DELISTED
MRC Global
MRC
– –
-3
Closed –
MRCY icon
3788
Mercury Systems
MRCY
$6.52B
– –
-7
Closed –
MRTN icon
3789
Marten Transport
MRTN
$1.2B
$0 ﹤0.01%
38
– –
MSD
3790
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
– –
-114
Closed -$1K
MSN icon
3791
Emerson Radio
MSN
$7.79M
$0 ﹤0.01%
26
– –
MTG icon
3792
MGIC Investment
MTG
$6.21B
$0 ﹤0.01%
50
– –
MTN icon
3793
Vail Resorts
MTN
$5.21B
$0 ﹤0.01%
3
– –
NAC icon
3794
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
– –
-11,000
Closed -$141K
NCMI icon
3795
National CineMedia
NCMI
$370M
$0 ﹤0.01%
2
– –
NMZ icon
3796
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-2,400
Closed -$28K
NNVC icon
3797
NanoViricides
NNVC
$35.7M
– –
0
– –
NOTV
3798
DELISTED
Inotiv
NOTV
$0 ﹤0.01%
3
– –
NPO icon
3799
Enpro
NPO
$7.04B
– –
-11
Closed -$1K
NPK icon
3800
National Presto Industries
NPK
$985M
– –
-35
Closed -$2K
150 151
152
153 154

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.