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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPO icon
3751
Renaissance IPO ETF
IPO
$166M
$21K ﹤0.01%
744
– –
JBGS
3752
JBG SMITH
JBGS
$692M
$21K ﹤0.01%
585
-129
-18% -$4.26K
KAI icon
3753
Kadant
KAI
$3.91B
$21K ﹤0.01%
207
+1
+0.5% +$101
KFY icon
3754
Korn Ferry
KFY
$4.36B
$21K ﹤0.01%
513
– –
MFUS icon
3755
PIMCO RAFI Dynamic Multi-Factor US Equity ETF
MFUS
$305M
$21K ﹤0.01%
+776
New +$20.8K
OSIS icon
3756
OSI Systems
OSIS
$3.77B
$21K ﹤0.01%
320
-199
-38% -$16.7K
PALI icon
3757
Palisade Bio
PALI
$375M
– –
0
– –
PFGC icon
3758
Performance Food Group
PFGC
$16.4B
$21K ﹤0.01%
655
+98
+18% +$2.87K
QRHC icon
3759
Quest Resource Holding
QRHC
$30.8M
$21K ﹤0.01%
9,000
– –
RDN icon
3760
Radian Group
RDN
$4.92B
$21K ﹤0.01%
1,039
-573
-36% -$11.8K
RFEM icon
3761
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$82.8M
$21K ﹤0.01%
300
– –
SNOA icon
3762
Sonoma Pharmaceuticals
SNOA
$6.41M
$21K ﹤0.01%
21
+19
+950% +$16.3K
STBA icon
3763
S&T Bancorp
STBA
$1.82B
$21K ﹤0.01%
526
-7
-1% -$283
TMP icon
3764
Tompkins Financial
TMP
$1.45B
$21K ﹤0.01%
252
– –
AD
3765
Array Digital Infrastructure
AD
$3.09B
$21K ﹤0.01%
554
+179
+48% +$6.47K
WERN icon
3766
Werner Enterprises
WERN
$2.31B
$21K ﹤0.01%
551
– –
ZTO icon
3767
ZTO Express
ZTO
$17.4B
$21K ﹤0.01%
1,298
+435
+50% +$6.86K
TWOU
3768
DELISTED
2U Inc
TWOU
$21K ﹤0.01%
11
+3
+38% +$5.63K
TTOO
3769
DELISTED
T2 Biosystems, Inc
TTOO
$21K ﹤0.01%
1
– –
CHIC
3770
DELISTED
Global X MSCI China Communication Services ETF
CHIC
$21K ﹤0.01%
+688
New +$20.9K
RPT
3771
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$21K ﹤0.01%
1,395
+238
+21% +$3.29K
MTEM
3772
DELISTED
Molecular Templates, Inc.
MTEM
$21K ﹤0.01%
138
+133
+2,660% +$16.7K
NP
3773
DELISTED
Neenah, Inc. Common Stock
NP
$21K ﹤0.01%
235
-109
-32% -$9.55K
ARNA
3774
DELISTED
Arena Pharmaceuticals Inc
ARNA
$21K ﹤0.01%
619
– –
MLPY
3775
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$21K ﹤0.01%
2,953
– –
149 150
151
152 153

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.