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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTYS
3751
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$13K ﹤0.01%
648
– –
AIN icon
3752
Albany International
AIN
$1.82B
$12K ﹤0.01%
269
-16
-6% -$705
ARDC
3753
Are Dynamic Credit Allocation Fund
ARDC
$298M
$12K ﹤0.01%
793
-161
-17% -$2.37K
AWRE icon
3754
Aware
AWRE
$26.4M
$12K ﹤0.01%
2,000
– –
BIB icon
3755
ProShares Ultra NASDAQ Biotechnology
BIB
$87.1M
$12K ﹤0.01%
300
– –
BLUE
3756
DELISTED
bluebird bio
BLUE
$12K ﹤0.01%
15
+9
+150% +$7.15K
BTT icon
3757
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$12K ﹤0.01%
533
– –
BWG
3758
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$12K ﹤0.01%
1,000
-2
-0.2% -$25
CAR icon
3759
Avis
CAR
$4.84B
$12K ﹤0.01%
311
+20
+7% +$724
CRWS icon
3760
Crown Crafts
CRWS
$28.6M
$12K ﹤0.01%
1,600
– –
CSPI icon
3761
CSP Inc
CSPI
$84.2M
$12K ﹤0.01%
2,200
– –
ENOV icon
3762
Enovis
ENOV
$1.48B
$12K ﹤0.01%
215
-43
-17% -$2.54K
ESNT icon
3763
Essent Group
ESNT
$6.23B
$12K ﹤0.01%
+382
New +$11.2K
EVM
3764
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$12K ﹤0.01%
1,013
+13
+1% +$154
FCFS icon
3765
FirstCash
FCFS
$9.14B
$12K ﹤0.01%
264
+126
+91% +$5.92K
GAMR icon
3766
Amplify Video Game Tech ETF
GAMR
$39.9M
$12K ﹤0.01%
400
– –
LBTYA icon
3767
Liberty Global Class A
LBTYA
$3.58B
$12K ﹤0.01%
384
-206
-35% -$6.51K
OIS icon
3768
Oil States International
OIS
$526M
$12K ﹤0.01%
288
+44
+18% +$1.49K
ORMP icon
3769
Oramed Pharmaceuticals
ORMP
$182M
$12K ﹤0.01%
2,000
– –
RARE icon
3770
Ultragenyx Pharmaceutical
RARE
$2.6B
$12K ﹤0.01%
159
+100
+169% +$7.09K
SCYX icon
3771
SCYNEXIS
SCYX
$50.9M
$12K ﹤0.01%
39
– –
SMP icon
3772
Standard Motor Products
SMP
$870M
$12K ﹤0.01%
230
+63
+38% +$3.16K
SYBT icon
3773
Stock Yards Bancorp
SYBT
$2.64B
$12K ﹤0.01%
261
– –
UCO icon
3774
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
$12K ﹤0.01%
87
+20
+30% +$2.63K
XES icon
3775
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$389M
$12K ﹤0.01%
55
+26
+90% +$5.25K
149 150
151
152 153

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.